- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business , legal and compliance stakeholders on complex ... seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical...advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk .… more
- TD Bank (New York, NY)
- … control mapping to ensure regulatory requirements are linked to effective business controls . + Collaborate with cross-functional teams to strengthen the ... initiatives with regulatory impact. + Serve as a compliance advisor to business partners through regular meetings...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …change. Supports business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via ... the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business ...and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US… more
- Capital One (Jericho, NY)
- … business monitoring of those controls + Providing input on business regulatory requirements + Performing money laundering risk assessment reviews + ... Payments Advisory Manager **The Anti-Money Laundering (AML) Enterprise Payments Compliance Advisor Manager** performs a key second-line risk management role… more
- NYSERDA (Albany, NY)
- …Controller functions, Financial Planning and Analysis including municipal finance, and entity-wide Controls and Risk Management. The CFO collaborates with other ... issuances and retail financing programs supported by state revolving funds. + Risk Management and Controls , including financial regulatory compliance, insurance,… more
- Heritage Financial Credit Union (Middletown, NY)
- …such as CIA, CPA, or CISA, and bring deep knowledge of internal controls , risk management, and regulatory requirements? Have you partnered with external ... CEO and Senior Leadership to provide insights and recommendations that support business performance and control effectiveness. + Where appropriate, actively… more
- JPMorgan Chase (New York, NY)
- …to establish a large network throughout all functions supporting the business : Risk , Legal, Compliance, Business Control , Technology, Chief Data Office, ... to the management and execution of priorities including developing business processes and controls , technology solutions ideas...the business , liaising closely with firm wide risk , control and legal & compliance functions… more
- Cardinal Health (Albany, NY)
- …that enable operations and drive business value. **Information Security and Risk ** develops, implements, and enforces security controls to protect the ... solution owners and key stakeholders to identify and understand control gaps and vulnerabilities, prioritize based on risk...to the leadership timely + Act as a trusted advisor to IT and business leadership as… more
- MTA (Jamaica, NY)
- … process best practices and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well as marketing, ... and in accordance with the COSO framework relative to risk assessment, internal controls , and fraud prevention...implement, and maintain guidelines for a system of internal controls and a program of internal control … more
- CBRE (New York, NY)
- …The Global Alliance Director manages the contract relationship, acting as a trusted advisor and thought leader to grow the business relationship and contract ... * Manages the contract relationship, acting as a trusted advisor and thought leader to grow the business...skills * Ability to prioritize * Interprets and manages risk using systems that demonstrate appropriate control … more