• Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    …and productively coordinate with other groups within Key including the lines of business , other risk management teams and internal audit. **Essential Job ... testing professionals in analyzing, quantifying, and/or assessing risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Assist… more
    KeyBank (09/14/25)
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  • IT Applications Audit Associate

    SMBC (New York, NY)
    …and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk assessment and ... expectations (ie NYS DFS 500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper standards. * Strong strategic… more
    SMBC (07/19/25)
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  • Manager Global Servicing Compliance Advisory

    American Express (New York, NY)
    risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand ... and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes, and customer… more
    American Express (09/26/25)
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  • JP Morgan Wealth Management - Select Market…

    JPMorgan Chase (Mineola, NY)
    …achieve our strategic objectives for a designated territory + Create a culture of risk and control that acts with appropriate understanding and urgency; with ... excellent follow-through and a strong commitment to upholding a sound risk and controls environment **Preferred qualifications, capabilities, and skills**… more
    JPMorgan Chase (09/25/25)
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  • Audit Director -Cybersecurity

    SMBC (New York, NY)
    …and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across risk assessment and ... + Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums....NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper… more
    SMBC (08/26/25)
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  • Area Contract Manager

    Meta (Albany, NY)
    …representing complex contracting issues 7. Coordinate and drive resolution to key business issues with legal, risk management, corporate contracts and leadership ... and financial information to maximize contract value and reduce risk to the owner. This role will handle contract...ability to work across multiple functions as a trusted advisor .The successful candidate will manage and optimize a variety… more
    Meta (09/13/25)
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  • Sr Audit Group Manager (US)

    TD Bank (New York, NY)
    …efficiencies for their business area + Leads relationships with business lines/corporate and/or control functions to ensure alignment with enterprise ... relevant stakeholders and audit management where required + Maintains a culture of risk management and control , supported by effective processes and sound… more
    TD Bank (09/24/25)
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  • Senior Lead Commercial Banking Relationship…

    Wells Fargo (New York, NY)
    …Strategically engage with all levels across the enterprise to improve processes and risk control , resolve client issues while achieving Wells Fargo's business ... monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite… more
    Wells Fargo (09/11/25)
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  • Spread Electronic Trading/Algo Trading Platform…

    Wells Fargo (New York, NY)
    …efficient execution across venues. Finally, you will embed hedging logic and risk management controls directly into the platform, delivering automated ... **In this role, you will:** + Act as an advisor to leadership to develop or influence applications, network,... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
    Wells Fargo (09/05/25)
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  • JP Morgan Wealth Management- Vice President,…

    JPMorgan Chase (New York, NY)
    ** Business Transformation Office** drives and executes critical change initiatives that create tangible value for clients and advisors in the $6B+ revenue Wealth ... Management business . Our transformation programs are sponsored by C-suite executives...with Senior Management, Front Office Advisors, Product Specialists, Legal, Risk , Compliance, Operations, Marketing, and Technology to implement complex,… more
    JPMorgan Chase (09/20/25)
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