- City National Bank (New York, NY)
- … area compliance with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory ... *COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR * *WHAT IS THE OPPORTUNITY?* The Senior Compliance...in a compliance oversight and advisory role supporting assigned business units including two registered investment managers. The role… more
- Mastercard (Harrison, NY)
- …internal control activities. * Implement initiatives to strengthen existing controls and optimize business processes. May highlight potential exposures for ... as a key contact with respect to accounting, financial reporting and internal control for Mastercard's Corporate Treasury department. This individual serves as an … more
- KeyBank (Tarrytown, NY)
- …consistently demonstrate a solutions-oriented, growth mindset that is supportive of line of business goals while still maintaining a moderate risk appetite and ... and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally… more
- Guardian Life (Albany, NY)
- …as needed, to support risk -based testing methodologies or follow-up on potential business risk exposures. + Use the results of your risk -based ... capabilities, which includes accountability, interpersonal effectiveness, ability to demonstrate business savvy, being a subject matter expert, all while supporting… more
- Citigroup (New York, NY)
- …help achieve the firm's overall Finance objectives. The LFO is also a strategic advisor to the Private Bank business team. **Responsibilities** + Responsible for ... to automate processes, as well as leverage AI. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- TD Bank (New York, NY)
- …for TD AMCB. They also act as a key contributor in influencing business operational, customer experience, product, and risk decisions related to acquisition. ... is the voice of the customer and a trusted advisor to business partners for all marketing...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Zurich NA (Albany, NY)
- …Underwriter to join the Middle Market team in NY. Middle Markets is a key business segment within Zurich North America and we are focused on attracting top customer ... You will handle complex new and renewal Middle Markets business and serve as a Subject Matter Expert for...focus on improving the customer experience by understanding their risk and offering the best end to end solution… more
- Mastercard (Harrison, NY)
- …matters associated with new business acquisitions and expansions, and implement risk management processes and controls as part of integration. * Support ... This Director will support strategic tax planning, managing tax risk , and partnering with other business leaders...and newly acquired businesses. * Serve as a trusted advisor to business units, providing proactive guidance… more
- JPMorgan Chase (New York, NY)
- …stakeholders, including the Morgan Private Advisory team, advisors, Technology, and Legal/ Risk / Controls partners. + Communicate product vision and strategy ... countries, we hold leadership positions across various lines of business . Our team of dedicated employees strives to do...launch. + Partner with Technology, Morgan Private Advisory, and advisor leadership to build new digital enhancements in the… more
- Citigroup (Getzville, NY)
- …+ Provide motivation, direction, coaching & feedback to onshore team + Act as a solutions advisor and business partner to the Equities business + Be key ... Office Trade Support and CMS teams to include process, control oversight and team management. **What you'll do** +...Regional ownership and oversight of daily processes, risks and controls , ensuring accuracy and completeness of all tasks +… more
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