- USAA (Charlotte, NC)
- … plans to deliver business capabilities and define execution approach to achieve business goal while reducing risk and delivering early business value. + ... Demonstrated experience collaborating and interacting with leadership, stakeholders, and control / business /affiliate partners to influence decisions. + Demonstrates… more
- Vanguard (Charlotte, NC)
- …guidance and advisory support to business units, helping to mitigate risk and strengthen control environments. Advises on regulatory implications of new ... root cause analysis and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides compliance… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business :** Data & Analytics **Job Description:** The Senior Business Information Management Analyst (US) provides business technical ... This includes critical data elements, lineage, data quality and controls as well as business specific data...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Ally (Raleigh, NC)
- …a remote opportunity in the US and new hire must be able to work EST business hours regardless of geographic location. The Senior Analyst , Model Validation is ... appropriate controls , and performing appropriately. Furthermore, the Model Validation Senior Analyst will be relied upon for coaching and developing of analysts,… more
- TD Bank (Charlotte, NC)
- …financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as ... / governance issues + Actively manages relationships within and across various business lines, corporate and/or control functions and ensures alignment with… more
- Bank of America (Charlotte, NC)
- …the Compliance and Operational Risk Management Program objectives, balancing business strategy with appropriate controls . This leader is responsible for ... and provide updates to policies, processes, procedures, and internal controls . + Direct and oversee the development and maintenance...& Typologies + Data Analysis, Interpretation & Decisioning + Risk Control & Mitigation + Financial Crimes… more
- TD Bank (Charlotte, NC)
- …recruiter who can provide you more specific details for this role. **Line of Business :** Audit **Job Description:** The Senior Auditor is responsible to perform ... complete all required job specific, compliance-related training. Understand, utilize and follow Compliance/ Risk and control programs. Consult with all risk … more
- Truist (Charlotte, NC)
- …and examine key risk metrics to evaluate the effectiveness of established business controls . 3. Responsible for leading team performing 1LOD review and ... the Risk Management Organization. This position examines remediation plans, validates risk reduction, and works with enterprise control testing to assess the… more
- City National Bank (Charlotte, NC)
- … Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership to ensure efficient risk management. In addition, this function ... responsibilities. * 7 plus years of experience in IT risk and control * 3 plus years...understanding of risk management, including experience executing risk assessments, testing, and evaluating processes and controls… more
- TD Bank (Charlotte, NC)
- …deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk -based identification and monitoring ... outlined in the general description below." **Job Summary** The Senior Manager, Business Management oversees and leads... management where required + Maintains a culture of risk management and control , supported by effective… more