- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- …with exposure to credit card products, origination processes, and risk / control environments. Key Responsibilities: + Lead Business Impact Assessment (BIA) ... on time + Support monthly and quarterly reporting to senior management committees + Refresh and maintain business...partners and stakeholders to build sustainable processes + Understands risk and controls within a banking context… more
- TD Bank (Charlotte, NC)
- …as required + Leads and conducts due diligence process reviews for potential areas of risk to ensure the business is prepared for internal and external audit ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- TD Bank (Charlotte, NC)
- …financial controls , segregation of duties, transaction approvals, and physical control of assets) and that applicable escalation processes are followed + ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...and reward the contributions of others + As a senior executive team member, and across all areas of… more
- Bank of America (Charlotte, NC)
- …to team strategy, priorities and contributions. + Risk Manager: Ensures proper risk discipline, controls and culture are in place to identify, escalate and ... procedures to enhance unit productivity and efficiency, and manage business change. Requires broad business knowledge, thorough...at this level are often required to interact with senior management within Operations and across the firm as… more
- American Express (Charlotte, NC)
- …and AENB Affiliate businesses to provide oversight and credible challenge on potential risk mitigation efforts to support an effective control environment. The ... of the status of risk remediation, emerging risk , and approaches to improve necessary controls ...providers, and regulatory supervisors, among others. + Present to Senior Management on areas of potential risk … more
- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated ** Business Rules Analyst Lead** for the **Chief Legal Office** , you will lead in ... facilitating business requirements by means of design, workflow analyses and...Leads multi-functional teams to improve, synchronize, and integrate process controls and automation. + Understands and communicates impacts of… more
- TIAA (Charlotte, NC)
- …company makes prudent decisions across the business , with respect to new business review, administration of accounts, and overall risk management for the ... for the administration, retention, and growth of the Trust business by leading a team of Trust Administrators and...and Duties** + Oversees and develops a team of Sr . Trust Administrators specialized in administering trusts and estates,… more
- TD Bank (Charlotte, NC)
- …develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line functions, ... policies + Executes compliance testing over the businesses and control functions to oversee each business / control...has a wide variety of skill sets. + Strong Control / Risk Management mindset. + Negotiation skills and… more
- Truist (Winston Salem, NC)
- … business writing and communication skills 7. Ability to interact directly with senior business leaders, Audit Services Senior Leadership Team, audit ... policies, procedures, practices, processes and methodologies to enable a proactive, risk -based audit assurance program for Truist Corporation. 2. Provide support of… more
- S&P Global (NC)
- …stakeholders to ensure the issues are clearly articulated, mapped to the appropriate risk category, and mitigating controls are identified through proper risk ... Business , or Information Technology. + 6+ years of experience in technology risk management and internal controls implementation, including both building and… more