- TD Bank (Jericho, NY)
- …understanding of the business and operational function areas supported as they lead the operational standards of the Store, including but not limited to cash ... business processes and procedures + Escalates non-standard or high- risk transactions/activities as necessary + Ensures documentation that is prepared/completed… more
- American Express (New York, NY)
- …role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across US Consumer ... expertise across key banking regulations and excels in balancing risk with practical business needs. This role...business needs. This role is part of a team that executes a variety of 1Line Of Defense… more
- American Express (New York, NY)
- …commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your ... help us define the future of American Express. You Lead the Way. We've Got Your Back. With the...power to progress in incredible ways. When you join Team Amex, you become part of a global and… more
- Heritage Financial Credit Union (Middletown, NY)
- …and a collaborative approach to risk oversight. In this role, you'll lead audits across business areas, work cross-functionally, and help ensure our ... and control effectiveness. + Where appropriate, actively participate in Senior Leadership Team meetings, contributing thought leadership on governance, risk , and… more
- American Express (New York, NY)
- …matter expertise across key privacy laws and regulations and excels in balancing risk with practical business needs. **Key Responsibilities:** + Serve as the ... effective controls and mitigation strategies. + Support the execution of business -level compliance risk assessments and control self-assessments. + Support… more
- Wells Fargo (Purchase, NY)
- …all levels of professionals including managers + Interact directly with external customers + Lead team to achieve objectives + Manage allocation of people and ... control development within the Special Needs Trust Services team + Develop new business , retain or... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- American Express (New York, NY)
- …and accountability + Conduct periodic risk assessments across the team , including cross-functional risks impacting business performance, conduct, and ... risks and build preventative and detective controls that mitigate risk in critical business activities + Serve...operations of our organization, and a liaison between the team and second- and third-line risk partners… more
- Wells Fargo (New York, NY)
- …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite ... is seeking a Front Office Equities Quant - Executive Director (Senior Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking as part… more
- Scotiabank (New York, NY)
- …preparation of pre-approval memos and other client related documents. + Assist the Team Lead in preparing portfolio analysis, prospect identification and product ... knowledge, skills, and experience._ Join a purpose driven winning team , committed to results, in an inclusive and high-performing...is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and… more
- Citigroup (Getzville, NY)
- …communications by confirming proposed outliers and reviewing them with control owners and in- business risk and control team members from the covered ... position will report to the Client Control Design Assessment Team Lead . It is an execution-oriented position...**Education:** + University degree, Masters preferred **Job Family Group:** Risk Management **Job Family:** Business Risk… more