- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...identify vulnerabilities and potential threats to the organization's information systems , networks, and data. Requires regular monitoring and reporting… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...budgets, forecasting, allocation of expenses, ad hoc analysis for business case development and custom financial analyses, peer group… more
- Coinbase (St. Paul, MN)
- …requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX Compliance team, you will be ... manual referrals and automated alerts stemming from transaction monitoring systems * Conduct due diligence research and KYC reviews...best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... you excel at-all from Day One. **Job Description** US Bank is seeking a Quantitative Analyst to...group provides independent review of counterparty risk across the business , producing detailed analysis of the derivative portfolio for… more