- MUFG (New York, NY)
- …will provide more details. **Summary:** We are seeking a highly experienced and skilled Senior Trade Support Specialist to join our team. This role provides ... advanced expertise in trade flows, securities processing , vendor management, and...a strong focus on supporting our Operations teams in cash management, trade movement, and settlement. This… more
- JPMorgan Chase (New York, NY)
- …actions). + Improve pre- and post- trade controls environment. + Maximize trade processing Stop Payment System \"STP\" through problem-solving and analysis. + ... liaise with various teams to address issues related to Cash Equity trades, ensuring that trade capture...and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition … more
- TD Bank (New York, NY)
- …Quality Team. This is a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as ... candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- TD Bank (New York, NY)
- …global client base. They provide operational support and control functions across the trade lifecycle. The team is heavily involved in new product initiatives and ... + Ad Hoc MBS Trading Desk request + Client trade allocations, trade confirmations, new account requests...of money manager sub-accounts for client type trading for cash and repo transaction + The individual will be… more
- JPMorgan Chase (Brooklyn, NY)
- …commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual ... operations efficiently. + Collaborate with internal teams to ensure seamless trade execution. + Monitor and analyze trading activities to identify opportunities… more
- TD Bank (New York, NY)
- …implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance ... this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team… more
- SMBC (New York, NY)
- …* Will be part of the trading system development team to enhance pre and post trade processing functions such as trade pricing and risk, profit and loss, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits… more
- JPMorgan Chase (New York, NY)
- …commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual ... captured + Coordinate with various internal, cross regional teams such as Banking, Trade Finance, Credit, Legal and other functions to ensure efficient Letter of… more
- JPMorgan Chase (New York, NY)
- …commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual ... striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and...rules relevant to securities trading with focus on regulatory trade reporting, best execution, distribution of issues, and SEC… more
- JPMorgan Chase (New York, NY)
- …commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual ... enhance, build, and deliver top-notch technology products. As a Senior Lead Software Engineer at JPMorgan Chase within the...as well as Over the Counter markets. The desks trade both financially settled as well as physically settled… more
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