- US Bank (Boston, MA)
- …excel at-all from Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer ( CCO ) for one of our multiple series ... in a CCO role or securities related -Prior experience with compliance or operational aspects of ETFs - Strong knowledge of federal securities regulations… more
- Lawrence General Hospital (Lawrence, MA)
- POSITION SUMMARY The Chief Compliance Officer and Associate General Counsel provides strategic leadership of the organization's compliance program while ... General Counsel, with organizational accountability to the CEO and Board for Corporate Compliance , this role will be crucial in helping ensure our system's adherence… more
- Huntington National Bank (Boston, MA)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
- Manulife (Boston, MA)
- …supervising a broad range of compliance tasks conducted by the Office of the Chief Compliance Officer (" CCO 's Office") in its mission to affect ... The Compliance Manager is responsible for the execution and/or...to include planning, fieldwork, and reporting. + Assist the CCO 's Office in sub-adviser and service provider oversight, including… more
- Tufts Medicine (Lawrence, MA)
- …9. Demonstrates a knowledge and understanding of what to report to the CEO or Chief Compliance Officer when concerns of corporate compliance arise. ... set forth by regulatory agencies (DPH, ERISA etc.) and demonstrates compliance with Home Health Foundation policies and procedures. 11. Practices confidentiality… more
- Tufts Medicine (Lowell, MA)
- …Manager to determine if a referral is to be accepted or declined. + Reports Compliance concerns to the CEO or Chief Compliance Officer when applicable. ... Provides resource information if patient/client is not eligible or not appropriate for home care. Shift: Weekend Intake RN (Saturday and Sunday) Hours: 16 Hours Part Time **Job Description** **Minimum Qualifications** **:** 1. Massachusetts RN Licensure and NH… more
- Tufts Medicine (Lowell, MA)
- …during National Hospice Month. + Reports Compliance concerns to the CEO or Chief Compliance Officer when applicable. + Ensures compliance within ... guidelines set forth by regulatory agencies (DPH, ERISA etc.) and demonstrates compliance with Tufts Medicine Care at Home policies and procedures. **What We… more
- Tufts Medicine (Haverhill, MA)
- …physician satisfaction with service. + Reports Compliance concerns to the CEO or Chief Compliance Officer when applicable. + Ensures compliance ... set forth by regulatory agencies (JCAHO, DPH, ERISA, etc.) and demonstrates compliance with Home Health Foundation policies and procedures. + Ensures Program… more
- Tufts Medicine (Lowell, MA)
- …and operational issues. 16. Reports Compliance concerns to the CEO or Chief Compliance Officer when applicable. 17. Promotes hospice services within ... and southern New Hampshire. **Job Overview** Under the direction of the Vice President/ Chief Clinical Officer , this position is responsible for all community and… more
- Tufts Medicine (Boston, MA)
- …10. Demonstrates a knowledge and understanding of what to report to the CEO or Chief Compliance Officer when concerns of corporate compliance arise. ... set forth by regulatory agencies (DPH, ERISA etc.) and demonstrates compliance with Home Health Foundation policies and procedures. 12. Practices confidentiality… more