- Sprinklr (NY)
- …customer experiences worldwide. **About** **the Role** Reporting to the General Counsel, the ** Chief Compliance Officer ( CCO )** will lead Sprinklr's ... a key member of the legal leadership team. The CCO will be responsible for ensuring the Company meets...legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and enabling innovation while mitigating risk. This… more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- Capital One (New York, NY)
- Senior Business Analyst - CCO Analytics **About Capital One's Commercial Bank:** In late 2015, Capital One's Commercial Banking division vaulted into the top 10 list ... Operations directly supports our clients with their day to day needs, and the CCO Analytics team supports a variety of stakeholders across the team with their… more
- LIFEPlan CCO NY (Potsdam, NY)
- …Duties and Responsibilities: + Deliver person-centered care management services in compliance with regulatory standards and in alignment with the agency's quality ... with all standards of conduct as determined by - eg, internal Corporate Compliance Regulations, OPWDD, DOH and the Justice Center. + Maintain confidentiality in… more
- Coinbase (Albany, NY)
- …*What you'll be doing (ie. job duties):* * Serve as trusted partner to the Chief Compliance Officer , driving strategic and operational alignment across the ... and alignment. Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring...or accounting / finance experience. * Experience as a Chief of Staff Job #: P73201 *Pay Transparency Notice:*… more
- TD Bank (New York, NY)
- …monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer ( CCO ) in ensuring the Bank's ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- TD Bank (New York, NY)
- …support, guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer ( CCO ) in ensuring the ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- New York State Civil Service (Schenectady, NY)
- …assigned to pull all data related to oversight of Care Coordination Organizations ( CCO ) and other duties as assigned.This position will assist in managing the ... this position will be expected to: .Serve as the CCO data lead. .Carry out research and data analytics...in the creation, design, and the implementation of a CCO survey redesign. Work with other members of the… more
- MTA (Jamaica, NY)
- …to request extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to ... as required to alleviate and balance workloads + Special assignments from the Deputy Chief Compliance Officer covering a variety of topics + May need to work… more