- American Express (New York, NY)
- …field. + 10 years of experience in Compliance, Risk Management, Internal Audit , or a related field within financial services. + Strong understanding of ... and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- American Express (New York, NY)
- …+ 4 years of experience in operational risk management (eg, within Risk and/or Internal Audit function). + Significant of experience in product space executing ... risk management space (eg, Risk, Compliance, Control Management and/or Internal Audit ). Experience in Agile /Kanban methodologies...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Bank of America (New York, NY)
- …Operations Professional Chandler, Arizona;New York, New York; Jersey City, New Jersey; Charlotte , North Carolina **To proceed with your application, you must be at ... are guided by a common purpose to help make financial lives better through the power of every connection....and represent the reporting function to control partners (eg, Audit and Compliance) * Responsible for the identification, tracking,… more
- American Express (New York, NY)
- …risk within a business or first line function. **Preferred Qualifications:** + Internal Audit experience in Compliance disciplines + Consulting experience at ... part in ensuring that day-to-day operations align with regulatory requirements and internal policies, working closely with both business and compliance partners. The… more
- TD Bank (New York, NY)
- … applications and third-party provider tool. + Support testing engagements from Internal Audit , Compliance Quality Assurance, and others. _The above details ... **Work Location:** Charlotte , North Carolina, United States of America **Hours:**...supporting technology and processes. The incumbent will work with internal partners, including Oversight Functions (designated Regulatory Compliance Management… more
- Lincoln Financial (Albany, NY)
- …claim determination; ensure parties understand the information and outcome. + Utilize internal reporting to identify trends and review/ audit performance against ... **Alternate Locations:** Work from Home; Charlotte , NC (North Carolina); Omaha, NE (Nebraska); US...Apply claim policies & procedures and engages intervention of internal /external resources to ensure fair, ethical, & timely management… more
- TD Bank (New York, NY)
- …specialized/ad hoc training, as required. + Support testing engagements from Internal Audit , Compliance Quality Assurance, and others. **Department Overview** ... **Work Location:** Charlotte , North Carolina, United States of America **Hours:**...(CRM) to ensure compliance with CRM mandates and CRM/CU internal policies and procedures + Designs and ensures execution… more
- American Express (New York, NY)
- …+ 4 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) + Understanding of critical operational risk management ... to further assessments and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic PRSA reviews and update assessment criteria to… more
- American Express (New York, NY)
- …as required with the relevant stakeholders, including but not limited to: Internal Audit , Independent Compliance Testing team, General Counsel's Organization, ... and maintaining an effective framework for compliance with applicable internal policies, laws, regulations. Areas of responsibility will include assessment… more
- TD Bank (New York, NY)
- **Work Location:** Charlotte , North Carolina, United States of America **Hours:** 40 **Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and ... regulatory compliance for credit cards or residential loans + Previous audit , monitoring or testing experience **Customer Accountabilities:** + Proactively advises… more