- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees ... new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance-related examinations / audits related to coverage area. +… more
- St. George's University (Great River, NY)
- …forward-thinking and student-centered in approach. This position reports to the Chief Enrollment Services and Student Operations Officer . Essential Functions ... accuracy and timeliness. + Maintain compliance with accreditation standards and audit requirements. Enrollment, Registration, & Scheduling + Direct all aspects of… more
- St. George's University (Great River, NY)
- …to expand access to education worldwide. This position reports to the Chief Enrollment Services and Student Operations Officer . Essential Functions Strategic ... (including Title IV programs). + Ensure robust systems of internal controls and audit readiness for all financial aid processes, disclosures, and reports. + Manage… more
- Citigroup (Queens, NY)
- …activities + Performs other duties and functions as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk, Compliance, ... Finance and Audit + Perform month-end valuation and performance calculations + Provide critical support to the Pension Plan Investment Committee and 401(k) Plan… more
- Oak Orchard Health (Brockport, NY)
- …staff into BLS training classes. . Collaborate with Director of Nursing and Chief Medical Officer to develop role-specific training plans, competency checks for ... all nursing staff is compliant with annual Relias Learning. . Regularly audit workflows at each location to ensure standardization is maintained consistently across… more
- TD Bank (New York, NY)
- …an industry-leading data-quality framework. Specifically, the incumbent will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, ... Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's… more
- CCSI INC (Norwich, NY)
- …Oversee and monitor implementation of the Compliance Program under guidance of CCSI Chief Compliance and Privacy Officer . + Develop, execute, maintain and revise ... regulatory compliance. + Establish Annual Compliance and Quality Work Plan and Audit Schedule for review/approval by the Compliance Committee, Director of Community… more
- City of New York (New York, NY)
- …Perform all other projects as instructed by the Executive Director Finance and Chief Contracting Diversity Officer or leadership. CONTRACT SPECIALIST - 40561 ... as well as interface with internal and external stakeholders. - Respond to audit and compliance requests and prepare reports for oversight agencies. Manage and… more