- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership ... position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely...SEC annual risk assessments and establishing and enforcing the Code of Ethics. A key initiative is identifying, recommending… more
- New York State Civil Service (Scotia, NY)
- …State NY Zip Code 12302 Duties Description The Airport Firefighter 3/Assistant Chief of Operations (Assistant Chief ) works under the supervision of the Base ... and applicable federal and state statutes. Specifically, the Assistant Chief of Operations ensures compliance with the...330 Old Niskayuna Road City Latham State NY Zip Code 12110 Notes on Applying To be considered for… more
- MTA (Jamaica, NY)
- …MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance Off Date Posted: Oct 31, 2025 Description ... to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more
- WMCHealth (Valhalla, NY)
- …across the WMC Health Network. Reporting directly to the Vice President, Deputy Chief Compliance Officer (Deputy CCO), the Director collaborates closely with ... program responsibilities. Responsibilities: + Collaborate with the VP, Deputy Chief Compliance Officer to develop, execute, and...with Corporate Communications and HR to promote awareness of compliance policies, the Code of Conduct, and… more
- TD Bank (New York, NY)
- …participates in routine monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- CCSI INC (Norwich, NY)
- …and monitor implementation of the Compliance Program under guidance of CCSI Chief Compliance and Privacy Officer. + Develop, execute, maintain and revise ... Compliance and Quality Improvement Specialist - On Site...Board (CSB). + Regularly review and update the local Code of Conduct, as warranted. + Ensure establishment and… more
- Mastercard (Harrison, NY)
- … compliance professionals and will report to the Executive Vice President, Chief Compliance Officer of Mastercard. Role: * Enhance the Anti-Corruption Program ... with region compliance focused on supporting local staff on Anti-Corruption, Code of Conduct, Conflict of Interest and other key compliance requirements… more
- Rochester Regional Health (Rochester, NY)
- …and training for staff on billing issues and systems. + Collaborates with Chief Compliance Officer and Director of Physician Reimbursement to develop, implement ... Quality: + Collaborates with the clinical leadership to ensure compliance with RRHS quality initiatives and insures compliance...accommodations. PAY RANGE: $90,000.00 - $140,000.00 CITY: Canton POSTAL CODE : 13617 The listed base pay range is a… more
- Touro University (New York, NY)
- …Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-New ... disciplinary sanctions for violations of University regulations, particularly the Student Code of Conduct and Academic Integrity. Oversees administration of NYSCAS… more
- Touro University (Hawthorne, NY)
- …Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... + Assuring accuracy of student clinical notes, approving student procedural code , and evaluating/assessing student in the areas of Preparedness, Professionalism,… more