- GE Vernova (New York, NY)
- …CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** **Essential ... to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic leadership… more
- City of New York (New York, NY)
- …education to external partners to ensure agency compliance , as needed - Assist the Chief Compliance Officer and Chief of Staff with special projects as ... compliance culture. Your Role Reporting to the CRM Chief of Staff, the Executive Director of Compliance... Chief of Staff, the Executive Director of Compliance will manage cross-agency programmatic and reporting obligations and… more
- Stony Brook University (Stony Brook, NY)
- …of SBM research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as assigned. ... closely with General Counsel's Office, Information Security, the Office of the Chief Research Information Officer, Office of Research Compliance , Stony Brook… more
- TD Bank (New York, NY)
- …DDI, technology and key stakeholders (eg, Communications Surveillance Leads, and Chief Compliance Officers) to develop clear deliverables, milestone, and ... DDI, technology and key stakeholders (eg, Communications Surveillance Leads, and Chief Compliance Officers globally) to develop clear deliverables, milestone,… more
- TD Bank (New York, NY)
- …and risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- CIBC (New York, NY)
- …with the drafting of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies and ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training,… more
- NBC Universal (New York, NY)
- …and skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer. Responsibilities: + Provide operational support to legal ... during 2025. This is a Versant role. The Manager, Compliance will play a pivotal role in shaping and...role in shaping and implementing the company's ethics and compliance program. This is a high-impact role that will… more
- NBC Universal (New York, NY)
- …skills, and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer. Responsibilities: + Provide practical legal and regulatory ... This is a Versant role. The Role: The Counsel, Compliance will play a pivotal role in shaping and...role in shaping and implementing the company's ethics and compliance program. This is a high-impact role responsible for… more
- TD Bank (New York, NY)
- …and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's compliance ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is...more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance … more
- SMBC (New York, NY)
- …management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...such as the New Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance… more