- University of Rochester (Rochester, NY)
- …with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of ... expertise of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration… more
- CIBC (New York, NY)
- …with the drafting of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory,… more
- Stony Brook University (Stony Brook, NY)
- …achievement of SBM research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as ... Security, the Office of the Chief Research Information Officer , Office of Research Compliance , Stony Brook Medicine Privacy personnel, Office of… more
- American Express (New York, NY)
- … Compliance Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express ... compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework, performs… more
- YAI (Manhattan, NY)
- …your Workday account. (http://wd5.myworkday.com/wday/authgwy/yai/login.htmld?) Under direction of the Chief Administrative Officer , the Head of Technology ... + Assesses, evaluates and provides insights and recommendations to Chief Administrative Officer on agency-wide IT strategy...+ Assists with the implementation of governance, controls and compliance with Federal, NJ, NY and CA privacy… more
- Neuberger Berman (New York, NY)
- …accounts, including Personal Trusts, Collective Investment Trusts (CITs), and Outsourced Chief Investment Officer (OCIO) clients, such as endowments, ... Sam Petrucci, Head of Advice, Planning & Fiduciary Services, and Shannon Saccocia, Chief Investment Officer - Wealth. The Trust Investment Oversight Officer… more
- Coinbase (Albany, NY)
- …Ability to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer ... business * Build robust, scalable, and resilient solutions that keep Coinbase in compliance with a variety of financial regulations * Define the roadmap to scale… more
- CUNY (New York, NY)
- …and retention efforts, training enhancement and expansion, quality assurance, compliance and inspection program management, policy development, and review of ... policies and procedures to ensure public safety and security, including compliance with local, state, and federal regulations. Develop department-wide polices for… more
- Unity Technologies (New York, NY)
- …interact with all levels of the business. This role reports to the Senior Vice President, Chief Legal Officer of Unity, and will be located in our San Francisco ... transactions, executive compensation, stock administration, and public company reporting and compliance , including: + Lead Unity's public company compliance … more
- New York Road Runners (New York, NY)
- …laws and regulations. The Assistant General Counsel will assist the Chief Legal Officer , Deputy General Counsel, and Compliance Counsel with the work of the ... corporate law, contracts, employment, litigation, insurance, administrative, intellectual property, privacy , marketing and advertising, non-profit, and regulatory compliance… more