- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership ... enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible for… more
- US Bank (New York, NY)
- …clients achieve their financial goals with confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is a key executive responsible ... function **PREFERRED SKILLS/QUALIFICATIONS** + Proven track record of leadership in investment management within a wealth management or private banking… more
- Raymond James Financial, Inc. (New York, NY)
- …Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset ... . Advanced knowledge of risks and regulations in all aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk governance structure… more
- Citigroup (Queens, NY)
- …and adherence to investment mandates. This position will report directly to the Chief Investment Officer (CIO) of the Plan. **Key Responsibilities** The ... **Job Title:** Hedge Fund and Private Credit Investment Officer (Senior Vice President) The US Pensions Investment ("USPI") team is the investment … more
- New York Genome Center (New York, NY)
- The Chief Financial Officer (CFO) is a critical position who serves as the New York Genome Center's financial leader, responsible for the organization's overall ... and facilities. Reporting directly to the Scientific Director and Chief Executive Officer (CEO), the CFO is...the assigned areas of responsibility. Hold responsibility for performing investment , debt, and treasury activities. + Lead a team… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc.… more
- GE Vernova (New York, NY)
- …CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** **Essential ... strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. +...financial services firms, such as broker-dealers and financial advisers, investment advisers and private equity. + Experience… more
- MTA (New York, NY)
- …and alternative funding strategies as well as special projects as determined by the Chief Financial officer from time to time. Responsibilities: + Help guide and ... The Senior Director, Debt Financing reports to the Deputy Chief , Financial Services and is responsible for structuring and...the C suite in representing MTA to the global investment community and is expected to apply financial expertise… more
- Cypress Creek Renewables (New York, NY)
- …Reporting to the Senior Vice President, Capital Markets, the role will support the Chief Investment Officer 's (CIO) office in evaluating and executing ... will have the opportunity to work closely with the Chief Financial, Chief Operating, and Executive Officers...+ At least three years of finance experience in investment banking, corporate finance, corporate development private … more
- Neuberger Berman (New York, NY)
- …to join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance. In this role, the primary focus is ... (https://www.nb.com/en/global/disclosure-privacy-policy) ._ Founded in 1939, Neuberger Berman is a private , independent, employee-owned investment manager. From offices… more
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