- HUB International (Austin, TX)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement...Adviser Act of 1940; + Assist in conducting ongoing compliance reviews, internal investigations and surveillance to… more
- Texas Tech University (Lubbock, TX)
- …oversight. * Coordinates risk assessment and compliance -related activities with the Chief Compliance Officer for each institutional component. * Provides ... **42200BR** **Extended Job Title:** Chief Audit Executive **Position Description:** The Chief...and enhances system-wide risk management with the Risk & Compliance Officer and compliance … more
- Pentax Medical (Dallas, TX)
- …global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for direct ... compliance ; and summarize and report same to the Chief Compliance Officer + Conduct...Compliance Officer + Conduct and manage compliance investigations regarding allegations of law or… more
- United Therapeutics (Austin, TX)
- …efficiently. The Senior Corporate Compliance Director, Risk Management reports to the Chief Compliance Officer and is responsible for leading the ... as well as all corrective action stemming from auditing, monitoring and investigations in conjunction with the Compliance Business Partners, as appropriate.… more
- Halliburton (Houston, TX)
- …role will report to either the Western Hemisphere Compliance Manager or the Chief Ethics and Compliance Officer . As a collaborative leader among the ... team, the successful candidate will have substantial expertise in compliance processes and investigations and will be...have substantial expertise in compliance processes and investigations and will be responsible for advising the company… more
- Texas Health Resources (Bedford, TX)
- …regulatory agency as directed by the Hospital President or Chief Medical Officer . 5. Assists with conducting investigations to address concerns related to ... medical staff policies to promote awareness and to ensure compliance . 4. Assists with conducting investigations to...hospital or medical staff policy as directed by the Chief Medical Officer . 6. Supports compliance… more
- Texas Health Resources (Arlington, TX)
- …regulatory agency as directed by the Hospital President or Chief Medical Officer . 5. Assists with conducting investigations to address concerns related to ... medical staff policies to promote awareness and to ensure compliance . 4. Assists with conducting investigations to...hospital or medical staff policy as directed by the Chief Medical Officer . 6. Supports compliance… more
- KBR (Houston, TX)
- …Washington, DC metro area (Hybrid) Department: Corporate Legal Reports To: VP Legal / Chief Compliance Officer Team: 3 Investigators, 1 Sr. Attorney ... functions. This role is pivotal in upholding our ethical standards, managing investigations , and ensuring compliance with global anti-corruption laws. You will… more
- Aramco Services Company (Houston, TX)
- …flow of communication from operating management to the Chief Internal Audit Officer . + Participate in fraud investigations , if required or requested. + ... and wrap up audit files for the review of Chief Internal Audit Officer . + Review and...new trends in business and technology, emerging risks, new compliance requirements and legislative trends, and other audit related… more
- Sabre (Dallas, TX)
- …The function is part of SABRE Corporation's broader Finance team, reporting to the Chief Financial Officer administratively and to the Audit Committee of the ... listening, empathy, and a positive attitude. 3. _Special projects, investigations , training and development, and other administrative activities are applicable… more