• Broker Dealer Regulatory Governance Compliance…

    SMBC (New York, NY)
    …overseeing the management of compliance risk . Advisory is represented by the Chief Compliance Officer as either a member or observer of various committees ... such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The individual will...such as FINRA, NFA, CFTC and FRB. The Compliance Officer role may manage a coverage area or process… more
    SMBC (05/12/25)
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  • Testing Compliance Officer

    Amalgamated Bank (New York, NY)
    …relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management System. ... Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure...procedures. Organize and execute day-to-day operational Consumer Compliance and Risk Management activities relative to the business line. By… more
    Amalgamated Bank (05/02/25)
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  • Fiduciary Officer , Institutional Trust

    Neuberger Berman (New York, NY)
    …services a family of Collective Investment Trusts (CIT) as well as Outsourced Chief Investment Officer (OCIO) clients which are primarily endowments, foundations ... The Institutional Fiduciary Officer is an important member of the Institutional...great deal of interaction with investment teams, Operations, Legal, Risk , Marketing, etc.) + Strong organizational and time management… more
    Neuberger Berman (04/15/25)
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  • Settlement and Termination Officer

    City National Bank (New York, NY)
    *SETTLEMENT AND TERMINATION OFFICER * *Hybrid Schedule, 3 Days in Office: Los Angeles, CA. or NYC, NY. * WHAT IS THE OPPORTUNITY? Perform estate administration and ... and state estate tax applicability needed. Oversees the distribution of assets. Escalates risk and compliance matters and adheres to various account level and team… more
    City National Bank (05/17/25)
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  • Head of Cybersecurity Risk and Controls…

    HSBC (Buffalo, NY)
    …the Region. This role will report into the Global Head of CRCS and the Chief Information Security Officer for the Americas, and closely collaborate with the CRCS ... Leadership and staff; regional, in-country and global business teams; Chief Controls Office (CCO) Technology, Independent Risk ...teams; Chief Controls Office (CCO) Technology, Independent Risk and Internal Audit teams. As our Head of… more
    HSBC (05/02/25)
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  • Credit Risk Training Manager, Vice…

    MUFG (New York, NY)
    …content for Credit Risk Newsletters distributed enterprise wide. + As directed by Chief Credit Officer and/or Deputy Chief Credit Officer , develop ... and deliver credit training programs (on-site and virtually) to enhance credit risk analysis skills, product specific knowledge, and an understanding of the Bank's… more
    MUFG (03/15/25)
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  • Vice President, Issue Management and Operational…

    American Express (New York, NY)
    …revenues through consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. How will you make...this role? The VP of Issue Management and Operational Risk Events is responsible for defining and continuously enhancing… more
    American Express (05/24/25)
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  • Director of Audit Support, Compliance…

    City of New York (New York, NY)
    …program staff, auditors, and other audit stakeholders Your Role Reporting to the Chief Compliance Officer and working closely with other staff throughout the ... equitable growth. Your Team The newly created Office of Compliance & Risk Management (CRM) centralizes various critical compliance, oversight, and hearing functions… more
    City of New York (04/17/25)
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  • College Aide

    City of New York (New York, NY)
    …of Strategic Operations The Office of Strategic Operations (OSO), led by the Chief Strategy Officer , is responsible for managing high-priority agency-wide or ... of an effective implementation framework. BUREAU: Office of the Chief Operating Officer The Office of the...This includes updates to the Hazard Mitigation Plan, Community Risk - Development Dashboards, and Urban Risk more
    City of New York (05/30/25)
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  • Senior Director, Equal Employment Opportunity…

    MTA (New York, NY)
    …vulnerability and risk ; facilitate conversations (and meetings) with the Deputy Chief Diversity Officer to develop and implement consistent practices for ... : 954 DEPT/DIV: Diversity and Civil Rights SUPERVISOR : Deputy Chief Diversity and Inclusion Officer , Programming and Operations LOCATION : 2 Broadway New York,… more
    MTA (03/17/25)
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