- Raymond James Financial, Inc. (New York, NY)
- …of:** . Advanced knowledge of risks and regulations in all aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly ... visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior… more
- JPMorgan Chase (New York, NY)
- …join a growing and innovative Equity Portfolio Management team within Wealth Management's Chief Investment Officer Team ( Private Bank CIO Team), reporting ... sophisticated investment management, capital markets, trust and banking capabilities. JPMorgan Private Bank was recognized in 2015 by Euromoney as the world's… more
- New York Genome Center (New York, NY)
- The Chief Financial Officer (CFO) is a critical position who serves as the New York Genome Center's financial leader, responsible for the organization's overall ... accounting, research administration, and facilities. Reporting directly to the Scientific Director and Chief Executive Officer (CEO), the CFO is a crucial member… more
- JPMorgan Chase (New York, NY)
- …Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance ... your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance, you are at the center...complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely with the… more
- SMBC (New York, NY)
- …management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees ... such as the New Product, Underwriting, Risk Management, Compliance, IT Risk and Training...area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc.… more
- GE Vernova (New York, NY)
- …aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate ... controls designed to prevent, detect and respond to compliance risk connected to FS' project development activities. This role...report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY.… more
- City of New York (New York, NY)
- …Administration, and Services. The division's Deputy Commissioner also serves as the Agency's Chief Equity Officer and oversee Race to Justice, the Agency's ... The division's Deputy Commissioner also serves as the Agency's Chief Medical Officer . The Bureau of Equitable...communities and demographics that are at a higher health risk . DUTIES WILL INCLUDE BUT NOT BE LIMITED TO:… more
- Scotiabank (New York, NY)
- …We work together to drive ambition for every future! **Purpose** The US Deputy Chief Information Security Officer (Deputy CISO) will support the MD & US ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- City of New York (New York, NY)
- …Administration and Services. The division's Deputy Commissioner also serves as the Agency's Chief Equity Officer and oversees Race to Justice, the Agency's ... for all New Yorkers. The Division's Deputy Commissioner also serves as the Agency's Chief Medical Officer . The Bureau of Health Equity Capacity Building (HEBC)… more