- Scotiabank (New York, NY)
- …objectives. Ensures all activities conducted in compliance with governing regulations, internal policies and procedures. The primary responsibility of this position ... in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the applicable...experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of… more
- MongoDB (New York, NY)
- …in ERP/tax engine systems (eg Avalara) + Develop and maintain documented procedures and internal controls for sales tax processes ** Audit Management:** + Act as ... to candidates who are based in Austin, New York City , or Palo Alto for our hybrid working model....and negotiate settlements where necessary + Identify and mitigate audit risk through process improvements and proactive compliance strategies… more
- MUFG (New York, NY)
- …Work with Technology and Risk/Controls to address any regulatory requirements + Work with Internal Auditors to find and address any audit issues of GIS ... standard operating procedures, enforcement to ensure preparedness for audits and internal review and appropriate infrastructure/tools to deliver on projects and… more
- Bank of America (New York, NY)
- Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey City , New Jersey **To proceed with your application, you must be at least 18 years of age.** ... to develop plans to close gaps. Monitors key performance indicators and internal controls. Partners with Technology to create an infrastructure and processes that… more
- American Express (New York, NY)
- …ad-hoc analytics and reporting on credit findings (eg, finding themes etc.) + Internal Audit , Regulatory and ERM Support o Coordinate with functional team ... reporting on credit findings (eg, finding themes etc.) + Internal Audit , Regulatory and Enterprise Risk Management...Angeles County Fair Chance Ordinance for Employers, and the City of Los Angeles' Fair Chance Initiative for Hiring… more
- American Express (New York, NY)
- …1-2 Years experience in operational risk management (eg, within Risk and/or Internal Audit function); understanding of critical operational risk management ... Risk & Compliance, Technology, Legal (GCO), Finance, Global Services Group, and Internal Audit . + Strong organizational and problem-solving skills with attention… more
- JPMorgan Chase (New York, NY)
- …testing team in EMEA + Act as additional point of contact with any Internal Audit /Regulator inquiries + Support the external Liquidity reporting prepared for ... experience in liquidity reporting, control testing, quality assurance, data validation or internal audit + General understanding of the bank's externally… more
- MUFG (New York, NY)
- …to determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with ... Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in Risk and Information Systems… more
- Sprinklr (NY)
- …validation and user training for new implementations or enhancements + Interface with internal and external audit on revenue related issues, support US GAAP ... time, across any modern channel. Headquartered in New York City with employees around the world, Sprinklr works with...depends on the relative experience, knowledge, skills to our internal peers in the role. Base pay is only… more
- WellLife Network (Lake Success, NY)
- …services organization dedicated to supporting individuals and families across New York City and Long Island. Recognized as a 2023 top-rated nonprofit, WellLife ... prior to posting. + Prepare monthly, quarterly, and annual financial reports for internal and external stakeholders, including the Board of Directors. + Develop and… more