- Neuberger Berman (New York, NY)
- …and growth opportunities + Working closely with internal stakeholders (eg, finance, marketing, legal , tax, corporate and operations teams) on a variety of ... real estate, infrastructure and specialty strategies, managing over $140 billion of client commitments since inception. The Investment Solutions team serves as the… more
- Neuberger Berman (New York, NY)
- …trade management oversight, coordination of trade settlement, and reconciliation of client accounts within the order management systems, custodian banks and ... new business initiatives. **Responsibilities:** + Daily review of trades executed for client portfolios and funds across domestic and international product types. +… more
- Bloomberg (New York, NY)
- …of the financial data ecosystem. Entity data uniquely identifies and defines legal and operating entities such as public and private companies, government bodies, ... investment vehicles, and corporate structures. It provides critical linkages between datasets and...accurate, timely, and scalable entity data is crucial for client trust and operational efficiency, and as such, we… more
- TD Bank (New York, NY)
- …set up in the system of record, acknowledging that settlement and other client instructions are complete.** **Depth & Scope:** **Ensures all securities are settled ... and resolves service delivery issues** **Manages relationships with the client , and other areas of TDS / GBS** **Acts...areas of TDS / GBS** **Acts as a project manager for small-scale projects/initiatives** **Initiates or participates in projects… more
- TD Bank (New York, NY)
- …custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC ... Managers, and Investment Advisors who are part of the client -facing Distribution teams are both securities-registered and insurance-licensed. Additionally, the… more
- TD Bank (New York, NY)
- …or related industries). + Demonstrated ability to work with internal and external legal counsel. Knowledge of the attorney- client privilege and what must be ... accountabilities would entail: working closely with regional HR heads, legal , and compliance teams to ensure alignment and proactive...and policy + Identifies and escalates issues having broad corporate implications / risks + Leads a team of… more
- TD Bank (New York, NY)
- …acquisitions (eg, TD Cowen), and continues to expand its product offering and client franchise across all asset classes. The successful candidate will develop an ... This position also works with management / control function partners (eg Risk, Legal , Compliance, AML and Audit) to assess risks, develop and implement proactive… more
- JPMorgan Chase (New York, NY)
- Asset Management is a leading investment manager of choice for institutions, financial intermediaries and individual investors, worldwide. With a heritage of more ... in direct collaboration with cross-functional partners including technology, operations, client service, investment, and control partners, you will define and… more
- Wells Fargo (New York, NY)
- …for its Markets Counterparty Credit Management (CCM) team. CCM sits within the Corporate & Investment Banking (CIB) Markets Division and is the front line credit ... and ongoing monitoring of counterparty credit exposure with certain institutional client types - mostly non-bank financial institutions such as asset managers… more
- TD Bank (New York, NY)
- …experience in the Global Transaction Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such ... as Global Trade Finance and Payments & Corporate Cash Management\. Such advice will be tailored to...years of advisory experience. + Significant experience in providing legal , regulatory or compliance advice to Global Transaction Banking… more