- Neuberger Berman (New York, NY)
- …+ SIE, Series 7, and Series 66 required + 2-4 years of client service or support experience in the financial services industry preferred + Proficiency in ... Charles River, Salesforce, and FactSet, is a plus + Strong interpersonal, client service , and communication skills (written and verbal) + Ability to organize,… more
- Neuberger Berman (New York, NY)
- …to the team's success and client satisfaction. **Primary Responsibilities:** + ** Client Service ** : Provide ongoing operational support for the team's ... **Experience & Skills Qualifications:** + 2+ years of proven client service /support or related experience in the...the financial services industry + An undergraduate degree and Series 7 and 66 licenses (required within the first… more
- Neuberger Berman (New York, NY)
- …including scheduled and ad-hoc requests. Additionally, candidate will provide comprehensive and client service support to the wealth advisor's high net worth ... **Summary** The Client Reporting Associate will join a seasoned nine-person...Degree in Finance, Accounting, Business, Science, or Math + Series 7 and 66 licenses within 6 months of… more
- Charles Schwab (Buffalo, NY)
- …financial planning advice. Over time, you'll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you ... you have Required Qualifications: A valid and active FINRA Series 7 license required Obtaining or acquiring FINRA ...strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused client … more
- Charles Schwab (Brooklyn, NY)
- …planning, active investing, managed banking, and lending needs. To learn more about our client offerings visit: Charles Schwab - Investor Services . What you have We ... place a premium on high performance, quality service and the ability to execute the Schwab strategy....Bachelor's degreeor equivalent work-related experience A valid and active Series 7 license required A valid and active … more
- Neuberger Berman (New York, NY)
- The RIA Enterprise Associate is responsible for supporting senior client advisors providing strategic relationship management, investment solutions and capital ... initiatives to drive the growth and expansion of the firm's client base. **Responsibilities:** + Collaborate with senior relationship managers to actively… more
- HSBC (Buffalo, NY)
- …Manager works closely with the Wealth Relationship Officer and the service teams to build meaningful relationships with high value clients. Professionalism ... client focus, and understanding of the fundamentals of wealth...Control to ensure a balanced risk operating environment + Series 7, 63, 65 or 66 (in lieu of… more
- Neuberger Berman (New York, NY)
- …+ Minimum of 5 years' experience in financial services, preferably with client service or operations management responsibilities. + Strong knowledge of ... Separately Managed Account (SMA) solutions for financial intermediaries and direct client channels. The team supports the administration and distribution of… more
- Neuberger Berman (New York, NY)
- …practices support both regulatory requirements and business objectives, while maintaining a focus on client service excellence. As a member of the Client ... + Ownership mentality + Strong attention to detail + Client obsessed + Series 24 preferred \#LI-JG3 \#LI-Hybrid Compensation Details The salary range… more
- Principal Financial Group (New York, NY)
- …through internal relationships with Consultant Relations, Product, Marketing, Relationship Management, Client Service , and Investment team members + **Product ... participating in their development and design, ensuring alignment with client needs and market trends + **Goal Achievement:** Meet...in the institutional asset management industry + Active FINRA Series 7 and 63 (or 66) + Demonstrated expertise… more
