- Bank of America (Charlotte, NC)
- National Financial Solutions Advisor I (Charlotte, NC) ( Series 7 Required) Charlotte, North Carolina **To proceed with your application, you must be at least 18 ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/National-Financial-Solutions-Advisor-I--Charlotte--NC Series -7-Required-\_25025608) **Job Description:** At Bank of America, we're creating… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... could take you! **Responsibilities:** + Serves as first point of contact to service a high volume of daily interactions, including basic inquiries, providing quotes… more
- Raymond James Financial, Inc. (Winston Salem, NC)
- …in the Financial Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative ... **Responsibilities:** + Serves as first point of contact to service a high volume of daily interactions, including basic...and branch office. + Onboards new clients, opens new client accounts and researches client and security… more
- Vanguard (Charlotte, NC)
- …experience to positively impact our investors, join our team of "crew" as a Client Service Excellence Representative. At Vanguard, we believe in supporting our ... supported when they call in to Vanguard. As a Client Service Excellence Representative, you will: +...degree, or bachelor's degree. + This job requires a Series 7 and 63 regulatory license and/or registration (eg… more
- Truist (Charlotte, NC)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- TIAA (Charlotte, NC)
- …Client Relationship Manager partners with Wealth Management Advisors in delivering client service and supporting high-net worth clients. Working under ... **Wealth Client Relationship Manager** Wealth Management Client ...Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7; Series 63; Series … more
- Kestra Financial (Raleigh, NC)
- Who We are: Cunningham Financial, a growing financial planning firm, is seeking a Client Service Associate to assist us in our mission of helping clients achieve ... creating the life they envision. Who We Want: The client service associate plays a critical role...the independent financial services culture preferred Certificates, Licenses, Registration * Series 7 and 65/66 preferred (or ability to… more
- First Horizon Bank (Greensboro, NC)
- …work with various specialists and partners who are designated to support client service and business development efforts (eg credit, mortgage, planning, ... who are exploring a new path within the Private Client space.** **Summary** As a Private Bankers (PB), you...Degree Required + Ability to maintain proper licenses including Series 7, Series 66, the Securities Industry… more
- Vanguard (Charlotte, NC)
- …+ Excellent communication and interpersonal abilities. + Commitment to delivering exceptional client service . + Ability to manage ambiguity and utilize resources ... About this job: Are you a FINRA Series 7 and 63 licensed professional with a...service . + Educate clients on Vanguard's product and service offerings to enhance the client experience… more
- Nuveen Investments (Charlotte, NC)
- …plus + Strong understanding of BSL CLOs + Entrepreneurial mindset and strong client service and sales orientation + Excellent written communication skills, keen ... Collateralized Loan Obligation (CLO) Client Portfolio Managers (CPM) plays a vital role...Required; 7+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7; Series 63 **Physical Requirements** +… more