- Vanguard (Charlotte, NC)
- …success through a differentiated client -centric offer, a delightful omni-channel client experience, and a focused, digitally enabled service model. ... who hold between $5-25M in Vanguard assets, you will directly influence the client experience by delivering the Wealth Management mission to: Be a trusted partner… more
- Wells Fargo (Charlotte, NC)
- …Business Growth Strategy or a related field, demonstrated through work experience, military service , or education. + Successfully completed FINRA Series 7 ... drive growth in Financial Advisor (FA) productivity through training, education and client experience. The ideal candidate will bring deep knowledge of investment… more
- TIAA (Charlotte, NC)
- …planning for wealth management advisors, financial advisory consultants and other client -facing associates. This job creates high quality, accurate, and compliant ... for Wealth Management clients while maintaining quality, content, and cycle time service level agreements. + Assists teams within wealth management advisory services… more
- Wells Fargo (Charlotte, NC)
- …the independent advisor business model, including operational flexibility, compliance nuances, and client service dynamics + Proven ability to navigate complex ... experience, training, military experience, education + Successfully completed FINRA Series 7 Series exam to qualify for...education + Successfully completed FINRA Series 7 Series exam to qualify for immediate registration (or FINRA… more
- Wells Fargo (Charlotte, NC)
- …sheet + Familiarity with Premier Channel dynamics, including advisor segmentation, service models, and client engagement strategies + Demonstrated ability ... experience, training, military experience, education + Successfully completed FINRA Series 7 Series exam to qualify for...education + Successfully completed FINRA Series 7 Series exam to qualify for immediate registration (or FINRA… more
- Bank of America (Charlotte, NC)
- …relationship management activities and developing, implementing, and monitoring the team's client service model. Job expectations include assisting with ... client actions/activities to ensure the highest level of client service is provided, while presenting time... Management + Process Simplification **Required Qualifications:** + Either Series 7 and 66 licenses or Series … more
- Bank of America (Kernersville, NC)
- …and needs * Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds * Mitigates and ... them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on...Fridays and rotating Saturdays Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu… more
- Bank of America (Holly Springs, NC)
- …and needs * Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds * Mitigates and ... clients to help them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on client … more
- Bank of America (Charlotte, NC)
- …self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key ... products, financial markets, policies, procedures, and processes to the client 's investment needs. Job expectations include owning the management, research,… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …of the company by combining the traditional roles of the Financial Advisor, Service Associate and Branch Manager. Fosters and assists in the development of ... Virtual Financial Advisors to oversee over $2 billion in client assets to ensure proper fiduciary processes and procedures...accomplish objectives. * Provide a high level of customer service in a calm, courteous and professional manner. *… more