• Private Client Banker - La Jolla Downton…

    JPMorgan Chase (San Diego County, CA)
    …if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required) and Life ... tailored to suit their financial needs. As a Private Client Banker in Branch Banking, you are the main...of clients more convenient by sharing and setting up self- service options to access their accounts 24 hours a… more
    JPMorgan Chase (08/24/25)
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  • Financial Service Sales Assistant

    Umpqua Bank (Irvine, CA)
    …and time management. + Process confidential information + Open, maintain and service client accounts. Follow-up on missing paperwork. Process new accounts ... Financial Service Sales Assistant Wealth Management Tacoma, Washington Irvine,...fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual… more
    Umpqua Bank (08/23/25)
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  • Advisor Development Program - Financial Solutions…

    Bank of America (Redding, CA)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisors in the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that provide clients with holistic… more
    Bank of America (08/08/25)
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  • Financial Solutions Advisor Registration…

    Bank of America (Yuba City, CA)
    …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... be an advisor - from acquiring, building and managing client relationships to considering a client 's complex...appropriate solutions. * Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
    Bank of America (06/05/25)
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  • Branch Complex Senior Manager

    Wells Fargo (Los Angeles, CA)
    …and by coaching to a process for Advisors and their teams to provide outstanding client service and care. The leader will focus on inorganic growth by building, ... leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized… more
    Wells Fargo (08/21/25)
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  • Relationship Banker - Torrance Coastal

    Wells Fargo (Hawthorne, CA)
    …based on customers' needs + Analyze tactical business challenges related to full- service banking experience to emerging affluent and high-value customers + Present ... recommendations for resolving inquiries and service requests regarding customers' accounts + Open and ...Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
    Wells Fargo (08/26/25)
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  • Senior Premier Relationship Manager

    BMO Financial Group (Modesto, CA)
    **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** **_The mission of Premier Services is to help mass affluent clientele make real ... and deliver a differentiated experience. Our customer-centric approach prioritizes client goals through financial planning, delivering solutions that are tailor… more
    BMO Financial Group (08/21/25)
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  • Financial Advisor Senior

    City National Bank (Los Angeles, CA)
    …territory and the team's "book of business", with the FA focused on sales, client service responsibilities, and teaming with CNB colleagues for smaller Personal ... tandem with an assigned SFA to provide sales and client and colleague service support coverage. The...Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or… more
    City National Bank (08/07/25)
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  • Financial Solutions Advisor-Central San Diego

    Bank of America (San Diego County, CA)
    …recommended Schedule: * Monday - Fridays and rotating Saturdays Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... client requests and makes referrals to appropriate internal service providers based on client needs and...that a passing score is received for the missing series within 60 days. * Has at least one… more
    Bank of America (08/23/25)
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  • Financial Solutions Advisor - Consumer…

    Bank of America (Pleasant Hill, CA)
    …client needs and potential product services recommended **Required** **Qualifications** : + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... client requests and makes referrals to appropriate internal service providers based on client needs and...that a passing score is received for the missing series within 60 days. + Has at least one… more
    Bank of America (08/08/25)
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