- Bank of America (Beverly Hills, CA)
- …investment management, or relationship management. Key responsibilities include providing quality client service , and operations support and executing problems ... action up to and including termination. **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent;...goals to support responsible growth **Responsibilities:** + Provides quality client service and effective operations support by… more
- Bank of America (Chico, CA)
- …(SIE) + 4+ years of progressive professional and/or military experience + Ability to obtain Series 7 and 66 licenses within allotted program time + Is a ... next phase as an advisor + Builds relationships with internal service providers based on client needs and asset thresholds + Manages risk proactively in every… more
- Bank of America (Monterey, CA)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses.** + ... client requests and makes introductions to appropriate internal service providers based on client needs and...to appropriate internal service providers based on client needs and asset thresholds **The Advisor Development Program… more
- JPMorgan Chase (San Francisco, CA)
- …and skills: + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses required + Bachelor's degree required + Proven ... offers US based clients and their advisors the personalized service of a dedicated wealth management business and the...Act as the primary point of contact for assigned client relationships, deepen client relationships through getting… more
- Equitable (Los Angeles, CA)
- …demonstrating how these solutions can be tailored to meet their unique needs + ** Client Service and Implementation** : Analyze and organize client data, ... balance and champion limitless income potential! **Role Highlights** + ** Client Engagement** : Cultivate and expand your network within...experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 +… more
- JPMorgan Chase (Los Angeles, CA)
- …Strong oral and written communication skills + FINRA General Securities Representative Exam (ie Series 7 ) and Uniform Securities Agent State Law Examination (ie ... JP Morgan Asset & Wealth Management, with client assets of $2.4 trillion, is a global...wealth management leader that delivers the highest quality advice, service , capabilities and products to high net worth individuals… more
- Charles Schwab (Irvine, CA)
- …for you. **What you have** **Required Qualifications** + Bachelor's degree + Active FINRA Series 7 license + (May be obtained with a 120-day condition of ... investment advisory solution, providing clients with a personal relationship, specialized service , and ongoing advice built on Schwab's approach to investing. You… more
- Bank of America (San Francisco, CA)
- …Management + Customer Service Management + Process Simplification **Required Qualifications:** + Series 7 , 63/65 or 66 or equivalent; must obtain all state ... team Senior Business Manager to develop, implement, and monitor the team's client service model. This position is subject to SAFE Act registration requirements.… more
- CIBC (Newport Beach, CA)
- …or certification including MBA, JD, formal credit training, CFP, CFA, CTFA or CPA preferred. + Series 7 , 63 and 65, or 66, will not be held or required. ... Type** Regular **Weekly Hours** 40 **Skills** Analytical Thinking, Business Development, Client Issue Resolution, Client Service , Customer Experience… more
- Equitable (Irvine, CA)
- …or equivalent skills and work experience + **Licensing** : State Life & Health, SIE, Series 7 , Series 66 + **Personal Attributes** : values-driven with a ... becoming a wealth manager through licensing and employment. **Role Highlights** + ** Client Engagement** : Build and nurture client relationships through… more