- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of experience, education, and/or training as approved by Human Resources **Licenses/Certifications** + SIE and Series 7 license preferred but not required ... way through resolution and final communications. + Overall ownership to resolve client requests and escalated issues. + Identifies and independently resolves complex… more
- Citigroup (Jacksonville, FL)
- The Registered Wealth Investment Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal ... services. + Directly responsible for providing timely responses to client service requests, received via telephone or.../or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required). + Ensures… more
- Bank of America (Plant City, FL)
- …FSA Stage I must have a general awareness of core banking and investment solutions. Required Skills: Series 7 & 66 must be obtained within 120 days; Series ... client leads and make referrals to appropriate internal service providers based on client needs and asset thresholds; Participate in on-going training and… more
- TD Bank (Doral, FL)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... A FA will need to leverage their experience to service the unique and complex needs of TD Wealth...of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required… more
- Charles Schwab (Coral Gables, FL)
- …for bonus or incentive opportunities.** **What you have** **Required qualifications** + Active and valid Series 7 license + Active and valid Series 66 (or ... 65 OR CFP) license(s) required + Active and valid Series 9/10 license required + Bachelor's degree or equivalent,...passion for sales management, and a deep commitment to client service + Proficient in establishing quality… more
- Truist (Miami, FL)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... relationship teams and deliver Legal Specialty Group value proposition. 7 . Document all client interactions via CRM...products and services. 10. Excellent oral, written, presentation and client service skills. 11. Demonstrated ability to… more
- Raymond James Financial, Inc. (Tampa, FL)
- …clients introductory letters offering services or inviting them to presentations. + If Series 7 licensed: Assist with preparation of presentations and portfolio ... education, and/or training as approved by Human Resources. **Licenses/Certifications** + FINRA Series 7 Preferred + SIE required provided that an exemption… more
- TD Bank (Aventura, FL)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... A FA will need to leverage their experience to service the unique and complex needs of clients in...of investment products and services + Required Registrations: SIE, Series 7 and Series 65/66… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7 , 9, 10 and 63 + Series 24, 53 and 4 can be ... to resolve any conflicts that may arise related to client accounts of the branch managers. . + Monitors...and priorities. + Provide a high level of customer service . **Educational/Previous Experience Recommendations:** + Bachelor's degree (BA) in… more
- Bank of America (Delray Beach, FL)
- …of client needs and potential product services recommended **Required Qualifications:** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... client requests and makes referrals to appropriate internal service providers based on client needs and...that a passing score is received for the missing series within 60 days. * Has at least one… more