- Bank of America (Stuart, FL)
- …of client needs and potential product services recommended. **Required Qualifications:** + Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses; if ... client requests and makes referrals to appropriate internal service providers based on client needs and...that a passing score is received for the missing series within 60 days. + Minimum of one year… more
- Bank of America (Jacksonville, FL)
- …services while keeping abreast of financial markets and regulations **Required Qualifications:** **-** Series 7 , and 66 or equivalent (if not currently held, ... self-directed investors with financial assistance by identifying broader product and service solutions that meet their investment and saving needs. Key… more
- Truist (Fort Lauderdale, FL)
- …Responsible for developing and deepening client relationships through needs-based, high-level client service and through delivery of the full suite of Truist ... specialists and IRM partners who are designated to support client service and business development efforts (eg...Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 7 , 24 and 65, 63. Series 66 can be obtained instead ... Abilities:** **Knowledge of:** + Investments and trading, securities industry regulations, and client suitability (all at a level consistent with the requirement of … more
- Charles Schwab (Orlando, FL)
- …management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, coaches and ... within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and... client events, and by identifying and championing client goals + Take inbound service /trading interactions… more
- Raymond James Financial, Inc. (Coral Gables, FL)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... analyzing portfolio analytics, asset allocation and investment holdings with client portfolios and make appropriate recommendations when warranted. Provides… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …equivalent experience. Experience in a Service organization highly preferred. **Licenses/Certifications** + Series 7 and 24. Series 9/10 considered. + Or ... custodian and clearing services platform. Strategic leader who fosters a positive client relationship through proactive service approach. Design, implement and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … service to the client . + Ensure that any professional, technical, or client service problem or request is resolved in a timely manner and by the ... with the leadership team for the group. + Manage client and prospect relationships specific to business-driven objectives. +...an exemption or grandfathering cannot be applied. + FINRA Series 7 or 79 License is ideal,… more
- HSBC (Miami, FL)
- …analysis + Attention to detail and the ability to think creatively to solve problems + Series 7 and 66 licenses, may allow for contingency to obtain Series ... nexus to Chile. The role owner will be an exceptional team player and client focused individual. This individual will establish new relationships focused on Chile to… more
- Citigroup (Boca Raton, FL)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of...expand high value customer relationship by maximizing sale and service opportunities. + Refer opportunities to segment partners where… more