- BMO Financial Group (IL)
- …must be available to work the 10-7pm CST shift as needed)_ + **Licensed Position** _:_ Active Series 7 , 66 or 7 ,63+65 and Life and Health are Required for ... role is accountable to invoke trust and build strong client relationships, determine individual investment needs and provide professional,...minimum of 3-5 years of financial industry experience + Series 7 and 66 or ( 7… more
- TIAA (Chicago, IL)
- …Preferred **Work Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... This job partners closely with the Advisor Consultant to maintain current client assets, drive sales, cross sell advisors and convert prospects to clients.… more
- Bank of America (Skokie, IL)
- …recommended Schedule: * Monday - Fridays and rotating Saturdays Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. If ... client requests and makes referrals to appropriate internal service providers based on client needs and...that a passing score is received for the missing series within 60 days. * Has at least one… more
- Citigroup (Chicago, IL)
- …to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... through close contact with the businesses' core activities. Quality and timeliness of service provided will affect the effectiveness of own team and other closely… more
- Raymond James Financial, Inc. (Danville, IL)
- …goals for assets under management and required production. + Provides a high level of client service . + Manages the full scope of a client relationship ... build an individual practice. The Trainee will balance new client development, sales activities, investment management, customer service...that an exemption or grandfathering cannot be applied. + Series 7 and Series 66… more
- JPMorgan Chase (Elgin, IL)
- …around these activities **Required qualifications, capabilities, and skills** + A valid and active Series 7 and Series 63 + Strong compliance record in ... needs, initiating trades in the capital markets, and completing service -oriented transactions + Document all client interactions...days. + Department is open the following hours: Monday-Friday 7 AM - 8 PM EST, Saturday 8 AM… more
- JPMorgan Chase (Chicago, IL)
- …to meet service level agreements and/or project deadlines + Active and valid FINRA Series 7 and one or more of the following licenses are required to be ... advisory services and a multitude of products and complex client accounts. + Possesses Working knowledge of the US...FINRA Series 66 (63,65), 9/10 (4,24,53) FINRA Series 7 , 66 (63,65), 9/10 (4,24,53), all… more
- Wells Fargo (Westchester, IL)
- …Wells Fargo Advisors training program for meeting personal, professional, and organizational client service and financial goals within the Financial Advisory - ... Bank function + Review basic or tactical client goals and risk tolerance, assess investment profile, and...exam or equivalent **Desired Qualifications:** + FINRA registration including Series 7 and 66 (or FINRA recognized… more
- Marex (Chicago, IL)
- …- Clients are at the heart of our business, with superior execution and superb client service the foundation of the firm. We respect our clients and always ... and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen,… more
- Citigroup (Orland Park, IL)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of...expand high value customer relationship by maximizing sale and service opportunities. + Refer opportunities to segment partners where… more