- Neuberger Berman (New York, NY)
- …including scheduled and ad-hoc requests. Additionally, candidate will provide comprehensive and client service support to the wealth advisor's high net worth ... **Summary** The Client Reporting Associate will join a seasoned nine-person...Degree in Finance, Accounting, Business, Science, or Math + Series 7 and 66 licenses within 6… more
- Neuberger Berman (New York, NY)
- …Capacity to adjust to multiple demands and shifting priorities in a fast-paced environment + Series 7 and 66 preferred (or obtained within 6 months of start ... The RIA Enterprise Associate is responsible for supporting senior client advisors providing strategic relationship management, investment solutions and capital… more
- HSBC (Buffalo, NY)
- …with Compliance, Credit & Risk and Internal Control to ensure a balanced risk operating environment + Series 7 , 63, 65 or 66 (in lieu of 63 and 65), Life and ... Manager works closely with the Wealth Relationship Officer and the service teams to build meaningful relationships with high value clients. Professionalism… more
- Neuberger Berman (New York, NY)
- …+ Minimum of 5 years' experience in financial services, preferably with client service or operations management responsibilities. + Strong knowledge of ... Managed Account (SMA) solutions for financial intermediaries and direct client channels. The team supports the administration and distribution...experience a plus. + Bachelor's degree required. + FINRA Series 7 and 66 registrations a plus.… more
- Principal Financial Group (New York, NY)
- …through internal relationships with Consultant Relations, Product, Marketing, Relationship Management, Client Service , and Investment team members + **Product ... participating in their development and design, ensuring alignment with client needs and market trends + **Goal Achievement:** Meet...in the institutional asset management industry + Active FINRA Series 7 and 63 (or 66) +… more
- Raymond James Financial, Inc. (Saratoga Springs, NY)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... **Responsibilities:** + Serves as first point of contact to service a high volume of daily interactions, including basic...and branch office. + Onboards new clients, opens new client accounts and researches client and security… more
- JPMorgan Chase (White Plains, NY)
- … client relationships, and integrating with key partners + A valid and active Series 7 and 66 (63/65), and Life and Health Insurance license must be ... of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and...a condition of employment + A valid and active Series 7 , Series 66 (63/65)… more
- JPMorgan Chase (New York, NY)
- …degree required + Previous experience at an asset management firm; background in client service and/or institutional client base + Business acumen ... service to our esteemed institutional clients! As a Client Account Manager within Asset Management you will be...interpret data, etc. **Preferred qualifications, capabilities, and skills** + Series 7 and Series 63… more
- City National Bank (New York, NY)
- …skills and credentials and communicate development needs to CN Rochdale Managers. * Series licenses 7 , 24 preferred *WHAT'S IN IT FOR YOU?* ... all procedures have been followed and proper paperwork received, signatures, and client verifications. Verify all information has been input correctly in the system… more
- JPMorgan Chase (Manhasset, NY)
- …in JP Morgan Wealth Management, you will be tasked with delivering exceptional client service , operational marketing, and administrative support to our Private ... and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 120… more
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