- Janus Henderson Investors (New York, NY)
- …mutual fund/financial services industry required + Bachelor's Degree or equivalent required + Series 7 , and 63 licenses required + Strong interpersonal skills ... superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core… more
- TD Bank (New York, NY)
- …reconcile trades and resolve breaks. + Work on projects as directed by Sales and Client Service teams to further develop and support growth of business. + Manage ... to Westminster's Sales and Operations teams. + Respond to client inquiries via phone and e-mail communications. + Communicate...degree in Business (Accounting or Finance) or Mathematics/Economics + Series 7 and 63 + 0-3 years… more
- Citigroup (New York, NY)
- …and written communication skills Customer service orientation. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or Series ... all market direct reports towards driving the new CPWM client centric and segment strategy. + Motivates, persuades, and...Series 9 + Series 10 (or Series 24, Series 4, and Series… more
- Citigroup (New York, NY)
- …and correct errors related to client and Bank records. **Qualifications and Education:** + Series 7 & 63 or 65 or 66 licenses for US based employees or ... America businesses. Their focus is to ensure that effective client service is provided to our ultra...+ BA/BS Degree or equivalent work experience + Relevant 5- 7 years of experience in the financial services industry… more
- TD Bank (Bronx, NY)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... A FA will need to leverage their experience to service the unique and complex needs of TD Wealth...of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required… more
- Insight Global (New York, NY)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... A FA will need to leverage their experience to service the unique and complex needs of wealth clients...of providing advice, planning and investment sales * SIE, Series 7 , Series 63 required… more
- TD Bank (Middle Village, NY)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... A FA will need to leverage their experience to service the unique and complex needs of TD Wealth...of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required… more
- Veterans Affairs, Veterans Health Administration (Bronx, NY)
- Summary The Assistant Chief (AC) of the Sterile Processing Service (SPS) reports to the Chief of SPS of the JJPVAMC, a Complexity 1B facility. The AC is responsible ... Chief (AC) of SPS assists with the documented outcomes at the service level. The incumbent provides leadership for critical and semi-critical RMD, including… more
- TD Bank (Brooklyn, NY)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... Transitional FA will need to leverage their experience to service the unique and complex needs of clients in...of investment products and services + Required Registrations: SIE, Series 7 and Series 65/66… more
- Bank of America (Selden, NY)
- …**Schedule:** * Monday - Fridays and rotating Saturdays **Required Qualifications:** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... client requests and makes referrals to appropriate internal service providers based on client needs and...that a passing score is received for the missing series within 60 days. * Has at least one… more
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