- Wells Fargo (New York, NY)
- …and clients to solve service and operational issues + Process processing client service requests + Provide assistance to financial advisors by furnishing ... US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA...Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills + Client service focus with the ability to… more
- JPMorgan Chase (Commack, NY)
- …if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required) and Life ... tailored to suit their financial needs. As a Private Client Banker in Branch Banking, you are the main...of clients more convenient by sharing and setting up self- service options to access their accounts 24 hours a… more
- JPMorgan Chase (New York, NY)
- …their clients. You will establish, maintain, and build relationships while delivering exceptional client service . In this role you will have extensive client ... offers US based clients and their advisors the personalized service of a dedicated wealth management business and the...and skills:** + Bachelor's degree or equivalent experience + Series 7 & 66 licenses upon hire… more
- Janus Henderson Investors (New York, NY)
- …mutual fund/financial services industry required + Bachelor's Degree or equivalent required + Series 7 , and 63 licenses required + Strong interpersonal skills ... superior financial outcomes through differentiated insights, disciplined investments, and world-class service . We will do this by protecting and growing our core… more
- TD Bank (New York, NY)
- …reconcile trades and resolve breaks. + Work on projects as directed by Sales and Client Service teams to further develop and support growth of business. + Manage ... to Westminster's Sales and Operations teams. + Respond to client inquiries via phone and e-mail communications. + Communicate...degree in Business (Accounting or Finance) or Mathematics/Economics + Series 7 and 63 + 0-3 years… more
- Citigroup (New York, NY)
- …and written communication skills Customer service orientation. + Required: US FINRA Registration: SIE; Series 7 ; Series 63 + Series 65 (or Series ... all market direct reports towards driving the new CPWM client centric and segment strategy. + Motivates, persuades, and...Series 9 + Series 10 (or Series 24, Series 4, and Series… more
- Citigroup (New York, NY)
- …and correct errors related to client and Bank records. **Qualifications and Education:** + Series 7 & 63 or 65 or 66 licenses for US based employees or ... America businesses. Their focus is to ensure that effective client service is provided to our ultra...+ BA/BS Degree or equivalent work experience + Relevant 5- 7 years of experience in the financial services industry… more
- TD Bank (Bronx, NY)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... A FA will need to leverage their experience to service the unique and complex needs of TD Wealth...of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required… more
- Insight Global (New York, NY)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... A FA will need to leverage their experience to service the unique and complex needs of wealth clients...of providing advice, planning and investment sales * SIE, Series 7 , Series 63 required… more
- TD Bank (Middle Village, NY)
- …The role will serve as the central point of contact, responsible for providing client service & developing the relationship to achieve greater share of wallet ... A FA will need to leverage their experience to service the unique and complex needs of TD Wealth...of providing advice, planning and investment sales + SIE, Series 7 , Series 63 required… more