- Citigroup (New York, NY)
- …to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... suite of banking and wealth management solutions to our clients + Provide complete service support to client , including solving complex client inquiries +… more
- Citigroup (New York, NY)
- …to manage relationships both internal and external + Ability to multi-task + FINRA SIE, Series 7 , Series 66 required (or obtained within 120 days) ... within Citi Global Wealth at Work. **Responsibilities:** + Lead client onboarding and account opening efforts across products, including...opening process + Provide the highest level of customer service and teamwork to our clients + Possess an… more
- NBT Bank (Vestal, NY)
- … provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not Series 7 licensed, FC will ... or to others on regional Financial Group market team. Monitors client investment performance and makes appropriate recommendations. Meets regularly with assigned… more
- Manulife (New York, NY)
- …of 5- 7 years' experience within investment management including direct client service and engagement, and marketing support responsibility. Knowledge of ... effectively serve as a "go to" resource for their client service needs. + Assist senior real...within the US and internationally. + Willingness to obtain Series 7 and Series 63… more
- Manulife (New York, NY)
- …of 5- 7 years' experience within investment management including direct client service and engagement, and marketing support responsibility. Knowledge of ... effectively serve as a "go to" resource for their client service needs. + Assist senior real...within the US and internationally. + Willingness to obtain Series 7 and Series 63… more
- Raymond James Financial, Inc. (Locust Valley, NY)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 required. + Series 63, 65 and/or 66 as ... and institutional clients and prospects. + May participate in client meetings to identify client goals and...and in writing. + Provide a high level of service . + Establish and maintain effective working relationships at… more
- Kestra Financial (Wappingers Falls, NY)
- …experience in the independent financial services culture preferred Certificates, Licenses, Registration + Series 7 and 63 required + Series 65/66 preferred: ... Advisor. Essential Duties and Responsibilities + Supports Lead Advisor including managing client needs regarding service , asset allocation, case design and… more
- HSBC (New York, NY)
- …analysis + Attention to detail and the ability to think creatively to solve problems + Series 7 and 66 licenses, may allow for contingency to obtain Series ... HNW individuals. The role owner will be an exceptional team player and client focused individual. This individual will establish new relationships to generate new… more
- HSBC (New York, NY)
- …analysis + Attention to detail and the ability to think creatively to solve problems + Series 7 and 63 licenses, may allow for contingency to obtain Series ... individuals. The role owner will be an exceptional team player and client focused individual. This individual will establish new relationships and manage existing… more
- Citigroup (Bronx, NY)
- …+ Required current US FINRA Registration: SIE, Series 6, 63, and 65 OR Series 7 and 66 or equivalent. + Must meet ALL US FINRA Registration requirements ... skills. + Anticipate the complex financial needs of the client and offer solutions through a wide range of...expand high value customer relationship by maximizing sale and service opportunities. + Refer opportunities to segment partners where… more