• Trust Compliance Associate (Financial…

    New York State Civil Service (Albany, NY)
    NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational Category ... State Street City Albany or NYC State NY Zip Code 12257 Duties Description The New York State Department...Services is seeking candidates for the position of Trust Compliance Associate in Limited Purpose Trust unit within the… more
    New York State Civil Service (09/18/25)
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  • Summer Intern - Legal & Compliance…

    Federal Reserve Bank (New York, NY)
    **Company** Federal Reserve Bank of New York 2026 Summer Intern - Legal & Compliance - Sophomore **When you work at the New York Fed, you have the opportunity to ... them in their long-term careers. **Our Unique Work:** The Legal and Compliance Group comprises four separate and distinct Functions: Bank Applications, Compliance… more
    Federal Reserve Bank (09/18/25)
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  • Compliance and Quality Improvement…

    CCSI INC (Norwich, NY)
    Compliance and Quality Improvement Specialist - On Site Norwich, NY, NY (http://maps.google.com/maps?q=5+Court+St+#42+Norwich,+NY+NY+USA+13815) * Chenango County ... Community Mental Hygiene Services Job Type Full-time Description Compliance and Quality Improvement Specialist Chenango County Community Mental Hygiene Services… more
    CCSI INC (09/16/25)
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  • Compliance Officer Senior-Commercial

    City National Bank (New York, NY)
    * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance ...SEC Rule 204, SEC Rule 206, Regulation Best Interest, Code of Conduct, etc.). *Must-Have** * Bachelor's Degree or… more
    City National Bank (09/13/25)
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  • Director of Compliance

    WMCHealth (Valhalla, NY)
    …for staff. + Create and maintains current compliance and HIPPA policies, Compliance Manual and Code of Conduct documents recommending changes as indicated by ... Director of Compliance Company: NorthEast Provider Solutions Inc. City/State: Valhalla,...competencies, annual mandatory training requirements and adhere to the code of conduct as described in the Westchester Medical… more
    WMCHealth (09/12/25)
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  • Regional Manager, Compliance - ONSITE

    WMCHealth (Poughkeepsie, NY)
    …for staff. + Create and maintains current compliance and HIPAA policies, Compliance Manual and Code of Conduct documents recommending changes as indicated by ... Regional Manager, Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State:...competencies, annual mandatory training requirements and adhere to the code of conduct as described in the Westchester Medical… more
    WMCHealth (09/12/25)
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  • Senior Compliance Manager, Contractor…

    New York State Civil Service (Albany, NY)
    NY HELP No Agency Empire State Development, NYS Title Senior Compliance Manager, Contractor & Supplier Diversity Occupational Category Other Professional Careers ... Street Address 625 Broadway City Albany State NY Zip Code 12245 Duties Description *Applicants MUST submit a cover...Director, Office of Contractor & Supplier Diversity, the Sr. Compliance Manager, Contractor & Supplier Diversity will assist with… more
    New York State Civil Service (09/05/25)
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  • Compliance Director

    MTA (New York, NY)
    Compliance Director Job ID: 10801 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Office Chief ... Compliance Off Date Posted: Aug 27, 2025 Description JOB...that appropriate standards, practices, and internal controls, including a code of conduct, are adopted, published, and explained to… more
    MTA (08/28/25)
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  • Deputy Chief Compliance and Risk Officer,…

    HUB International (New York, NY)
    …mergers and acquisitions. This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company. This ... advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible,...SEC annual risk assessments and establishing and enforcing the Code of Ethics. A key initiative is identifying, recommending… more
    HUB International (08/21/25)
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  • Senior Risk Partner - Compliance Officer

    Highmark Health (Albany, NY)
    …This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing… more
    Highmark Health (07/29/25)
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