- CP Unlimited (Carmel, NY)
- …laws, rules, regulations, policies, and procedures. Adheres to the agency's corporate compliance program, including the code of business conduct, the NYS ... False Claims Act, whistleblower protection, and mandatory reporting. Complete corporate compliance training at least annually. Fully cooperate in all corporate … more
- City National Bank (New York, NY)
- …management systems to create reports on portfolio performance, risk exposures, and compliance with CNR's risk management policies. * Build and manage internal ... key relevant stakeholders, particularly within Portfolio Management, Research, Product Managers, Compliance and other areas of CNB's Private Banking and Wealth… more
- Curia (Albany, NY)
- …the guidelines provided. + Conducts business with the highest level of integrity ensuring compliance with the Curia Code of Ethics and Business Conduct. + ... indicators and identifies problem areas for root cause and remediation. + Compliance with international and local laws governing procurement practices + Supports… more
- Fresenius Medical Center (New York, NY)
- …management and employees in assigned regions within a FMS Division. Ensures compliance with company policies and procedures, and local, state and federal employment ... including but not limited to, Corporate Counsel, HR Business Partners, Compliance , Quality/Clinical Services, Education, etc. + Effectively administers personnel and… more
- Catholic Charities Family Community Services (Rochester, NY)
- …CCFCS Code of Conduct and all policies/procedures related to compliance . + Demonstrate commitment to Agency Mission Statement. + Provide effective, equitable, ... boards and committees as assigned by Supervisor. + Assure compliance with all applicable local, State and Federal regulations...Be able to read write and interpret written documents. ** Compliance :** Adheres to all applicable federal and state laws… more
- Constructive Partnerships Unlimited (Staten Island, NY)
- …laws, rules, regulations, policies and procedures. Adheres to the agency's corporate compliance program, including the code of business conduct, the NYS ... False Claims Acts, whistleblower protections and mandatory reporting. Completes corporate compliance training at least annually. Fully cooperates in all corporate … more
- LEGOLAND (Goshen, NY)
- …inspections, projects and maintenance repairs, maintain records.** + **Ensures compliance with internal maintenance, safety and security procedures by following ... the hotel is a 24 hour,365-day operation.** **HSS:** + **Ensures internal compliance with maintenance, safety and security procedures by following established ASTM… more
- Research Foundation CUNY (New York, NY)
- …requirements that will be more frequent, and demand adherence to various compliance monitoring. Other Duties + Review and analyze award documents and related ... orders and consultant contracts, independent contractor agreements, released time, summer salary, code cash receipts, etc., to confirm that they comply with program… more
- Marex (New York, NY)
- …ensure professional standards and key performance targets are met. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC ... Company Values. + At all times complying with Marex's Code of Conduct + To ensure that you are...responsibility. + To report any breaches of policy to Compliance and/ or your supervisor as required + To… more
- Marex (New York, NY)
- …Purpose of Role: The Senior Regulatory Accountant is responsible for ensuring compliance with the regulatory capital and customer protection rules as related to ... rules and interpretations to identify appropriate actions. + Ensuring compliance with the company's regulatory requirements under the SEC,...Company Values. + At all times complying with Marex's Code of Conduct: + To ensure that you are… more
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