- HUB International (Austin, TX)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech ... space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and...and controls. *Lead training sessions for employees on key compliance topics including Code of Ethics, AML,… more
- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). * Provide guidance on regulations,… more
- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business...in Lending Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). WHAT DO YOU NEED TO… more
- IBM (Houston, TX)
- **Introduction** IBM is seeking a highly experienced and strategic US Public Sector Compliance Officer to lead and support compliance efforts across all IBM ... frameworks, mitigating risk, and fostering a culture of integrity and compliance throughout IBM's public sector operations. **Your role and responsibilities**… more
- Texas Veterans Commission (Austin, TX)
- …Financial Operations* **Organization:** **TEXAS VETERANS COMMISSION* **Title:** *TVC - Compliance Officer (Grant Specialist III)* **Location:** *Texas-Austin* ... of the Texas Veterans Commission team responsible for assuring compliance of all grants awarded by the Commission. Provides...and Qualifications:* . Grant Management Certification. . Experience in Code of Federal Regulations (2 CFR Part 200). .… more
- Texas Health Resources (Arlington, TX)
- …investigations as appropriate. Coordinate investigations with legal counsel and THR System Compliance Officer for major violations of law or policy. Oversee ... Maintain specific knowledge and skills related to the THR Code of Business Ethics necessary to answering questions and...federally funded programs and private payers. Req and Prior compliance officer and/or privacy officer … more
- Oracle (Austin, TX)
- …Operations Program Director, you will work directly with the Chief Health and Life Science Compliance Officer and compliance teams as well as our internal ... a go-to expert for Oracle Health employees on issues relating to OH's Compliance program and Code of Conduct globally. + Serve as an expert on the company's… more
- KBR (Houston, TX)
- …DC metro area (Hybrid) Department: Corporate Legal Reports To: VP Legal / Chief Compliance Officer Team: 3 Investigators, 1 Sr. Attorney (Anti-Corruption), 2 ... the Audit Committee, and the Board + Advise on Code of Business Conduct interpretation and compliance strategies + Provide legal guidance on ethics and … more
- Caris Life Sciences (Irving, TX)
- …Accountability Act) rules and regulations as laid down by the HIPAA Compliance Officer . Follow organizational information security policies to safeguard company ... designing technical implementation and successfully converting these designs into practical code and functional programs that fulfill user requirements + Test the… more