- TD Bank (New York, NY)
- …proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Acts as key liaison with partners and external groups ... as necessary, effectively with key stakeholder groups such as Compliance , Legal, Audit, Risk + Coaches to ensure functional...bodies and Internal Audit, to determine level of BSA/FCRM compliance + Integrates new systems and upgrades into function… more
- M&T Bank (Buffalo, NY)
- …and issues management. Provide assistance in the development of various operational risk/ compliance related initiatives within the line of business and manage the ... implementation of less complex initiatives. Underwriters, Portfolio Managers, and Compliance analysts are highly encouraged to apply **Primary Responsibilities:** +… more
- KeyBank (Amherst, NY)
- …objectives while operating within defined risk appetite. Provides risk, control and compliance consultation / advice, in conjunction with the second line of defense, ... and procedures are accurate and adequate. * Audit and Compliance Function- Knowledge of major responsibilities and tasks of...Knowledge of major responsibilities and tasks of Audit and Compliance (A&C) function; ability to manage the operation of… more
- M&T Bank (Buffalo, NY)
- …assistance in the development and implementation of various operational risk/ compliance related initiatives within the business unit. Underwriters, Portfolio ... Managers, and Compliance analysts are highly encouraged to apply **Primary Responsibilities:**...requirements impacting the business unit. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- City National Bank (New York, NY)
- …Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM requirements, and objectively assessing the quality and sufficiency ... * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial services industry * Minimum 7 years… more
- HUB International (Melville, NY)
- …and other documents as necessary. + Review and audit policies for compliance with internal procedures and in accordance with binder specifications. + Prepare ... items on expiration lists. + Review client contracts for insurance program compliance **Required Experience:** 7-10 years with mid to large lines servicing… more
- M&T Bank (Buffalo, NY)
- …+ Complete other related duties as assigned. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... policies. + Promote an environment that supports belonging and reflects the M&T Bank brand. **Supervisory/ Managerial Responsibilities:** May function as Supervisor for one to two Risk Analyst I or II level employees **Education and Experience Required:**… more
- BMO Financial Group (NY)
- …the required internal control standards, including adherence to audit, regulatory and compliance policies. + Generates significant revenue for the bank over a ... sustained period of time and recognizes revenue opportunities to cross-sell bank products for all areas of the Bank. + Leads the deal team in executing pitches to prospective clients with efforts to maximize sector penetration and returns. + Delivers highly… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …to include timely distribution and education related to departmental and Ethics/ Compliance information. + Regular and reliable attendance is expected and required. ... + Performs other functions as assigned by management. Level II (in addition to Level I Accountabilities) + Leads, develops, directs and implements clinical and non-clinical activities that impact health care quality cost and outcomes. + Identifies and develops… more
- HUB International (Melville, NY)
- …Accord Binders, and Placement Requests + Review and audit policies for compliance with internal procedures and in accordance with binders specification. + Client ... visits - as necessary to ensure client satisfaction. + Attend staff and Account Executive meetings. + Pursue a program of professional development. + Apply (basic) proficiency of loss analysis, SIRs, Retrospective Rating/loss sensitive plans on account… more
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