- MUFG (New York, NY)
- …financial risks, and the ability to liaise across multiple functions including trading , risk, finance, compliance , and operations. **Key Responsibilities:** * ... Support the primary business management partners to the trading desk leads across Rates, Credit, Securities Financing, Structured...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... ensuring that we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business Control Ratings Services,… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC Capital Markets, Inc. (CM) is a derivatives trading company since 1988 based in New York City, with offices in London and ... as interest & FX swaps, FRAs, options, exotic products, commodity derivatives as well as exchange traded products such...CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The… more
- Marex (New York, NY)
- …205 million contracts in 2022. The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest ... commodity producers, consumers and traders, banks, hedge funds and...the daily functions have been outsourced to the Broadridge Manager Products Team, Marex is ultimately accountable for all… more
- MUFG (New York, NY)
- …provide more details. **Job Summary** : The Business Planning / Transformation Manager - (VP) will, together with existing Business Strategy/Planning team, support ... of Global Markets Divisions Americas, by focusing on the Japanese Corporate Sales, Trading and Treasury business based in NY. Candidate will assist in delivering… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... : + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. + Provide… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... + Conduct detailed reviews of legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. Provide comments… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... for rating committees. + Review legal and operating documents to ensure compliance with criteria and identify issues with the transaction structure. Provide feedback… more