• Compliance Manager

    Danaher Corporation (New York, NY)
    …System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Compliance Manager is responsible for supporting the ... execution of global compliance and privacy initiatives by identifying risks, contributing to...for an early-career professional with a strong foundation in compliance , legal, or audit and a desire to grow… more
    Danaher Corporation (10/17/25)
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  • Sr. Manager, Trade Compliance

    L3Harris (Rochester, NY)
    …domains in the interest of national security. Job Title: Sr. Manager, Trade Compliance Job Code: 29791 Job Location: Rochester, NY Job Schedule: 9/80: Employees work ... every other Friday off Job Description: The Global Trade Compliance Senior Manager will be responsible for all Trade... Senior Manager will be responsible for all Trade Compliance matters and manage all Trade Compliance … more
    L3Harris (10/16/25)
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  • Compliance Officer Senior-Mortgage…

    City National Bank (New York, NY)
    * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining ... assigned areas of the compliance program covering US Mortgage Banking including monitoring business...program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are… more
    City National Bank (10/16/25)
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  • Compliance Sr. Manager Fixed Income

    Raymond James Financial, Inc. (New York, NY)
    **Essential Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter expert on securities industry regulations and ... but may not be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams. Collaborate closely with… more
    Raymond James Financial, Inc. (10/16/25)
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  • Fixed Income Compliance Advisor, Vice…

    MUFG (New York, NY)
    …details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who ... and able to effectively communicate with various stakeholders. + Assess regulatory/ compliance controls related to areas of coverage. This would include providing… more
    MUFG (10/15/25)
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  • Chief Global Compliance Officer

    NYU Rory Meyers College of Nursing (New York, NY)
    Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing ... the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies and… more
    NYU Rory Meyers College of Nursing (10/15/25)
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  • Associate, Broker-Dealer Private Side…

    SMBC (New York, NY)
    …a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory ... responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief ...compliance risk and is represented by the Chief Compliance Officer as either a member or observer of… more
    SMBC (10/13/25)
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  • VP Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance ...Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality… more
    TD Bank (10/12/25)
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  • Vice President, Compliance Monitoring…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US... is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working… more
    TD Bank (10/12/25)
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  • VP Compliance Manager, Trade Surveillance…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
    TD Bank (10/12/25)
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