- BlackRock (New York, NY)
- …+ Trading Order management (OMS) or electronic trading systems (EMS) + Investment Compliance + Post Trade Operations and Trade Booking workflows + Security Analytics ... high priority clients and consult their client teams to address complex compliance challenges and gain deeper workflow & product knowledge **Desired Qualifications**… more
- CIBC (New York, NY)
- …all Capital Markets Front Office teams, and the Infrastructure and Risk/ Compliance Partners. The Team supports the Capital Markets Front Office businesses to ... to existing controls, where required, in relation to the operational and compliance risks embedded within the business lines. Creating test plans, testing Key… more
- MUFG (New York, NY)
- …assigned portfolio utilizing internal and external sources. + Oversee covenants compliance database and facility closing due diligence, including documentation. + ... regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Skills and Experience:** Ideally you would… more
- The Institute for Family Health (New Paltz, NY)
- …leave administration; HR information management and reporting; employee relations and compliance ; and performance management. + Performs routine tasks required to ... in employee disciplinary meetings, terminations, and investigations. + Maintains compliance with federal, state, and local employment laws and regulations,… more
- United Rentals (Lancaster, NY)
- …Manager, you will ensure safety, world-class customer service and standard process compliance to ensure effective and efficient operations. **What you'll do:** + ... actions to achieve financial objectives + Assist the Branch Manager in ensuring compliance with all company policies + Oversee sales efforts and business initiatives… more
- SUNY Suffolk County Community College (Selden, NY)
- …the new employee lifecycle activities, including onboarding, offboarding, and compliance . + Handle employment-related inquiries from applicants, employees, and ... available to interested persons by contacting either of the Civil Rights Compliance Officers/Coordinators listed below. Retaliation against a person who files a… more
- Abilities First Inc (Poughkeepsie, NY)
- …provision of services to residents as specified by the regulations. + Ensure compliance with applicable State and Federal regulations specific to their programs. + ... the program, in conjunction with other programs, to ensure compliance with state and federal regulations. + Ensure all...Behavior and conform to the strictest standards of Corporate Compliance and HIPAA, as well as all federal, state,… more
- Grant Thornton (New York, NY)
- …the development and execution of enterprise risk management, operational risk compliance and/or internal control programs for not-for-profit and higher education ... revenue enhancement, cost reduction, fraud prevention, internal control, and compliance + Leverage analytics automation and artificial intelligence solutions to… more
- Santander US (New York, NY)
- …procedures, contracts and related documents for business operations, regulatory compliance , , confidentiality of proprietary information, , and generally to ... and solutions to potential, anticipated and/or identified legal, regulatory and/or compliance matters and issues of concern. + Collaborates with internal clients… more
- Tutor Perini (New York, NY)
- …**Description:** + Develop and implement safety policies and procedures to ensure compliance with local, state, and federal regulations + Ensure compliance ... and Safety Plan + Conduct detailed safety audits of construction sites to ensure compliance of code, law, rule, regulation and company policy + Participate in the… more