- American Express (New York, NY)
- …in this role?** We are seeking an experienced and strategic Vice President of Compliance Risk Assessment to lead and manage the compliance risk assessment and ... related activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial services institution. This… more
- American Express (New York, NY)
- …you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing across American Express ... and processes in the US market. ICT conducts risk-based Compliance Reviews to assess compliance with laws, regulations, and associated policies. This role is… more
- Capital One (New York, NY)
- Director, Network Compliance (Requirements) The Network Compliance Director will perform a key risk management role in the second line of defense for Capital ... to help establish and implement the framework for the network compliance program. The Network Compliance Director is a critical member of the team responsible… more
- University of Rochester (Rochester, NY)
- …programs, policies, and practices to ensure that all departments are in compliance with organizational and governmental standards. Maintains compliance with all ... Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. Develops programs and processes… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- City National Bank (New York, NY)
- *HEAD OF CONSUMER LENDING COMPLIANCE * WHAT IS THE OPPORTUNITY? The Head of Consumer Lending Compliance will act in a compliance advisory role supporting ... consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible...responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance … more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- University of Rochester (Rochester, NY)
- …of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration (CCE) serves as ... team, responsible for overseeing and leading all aspects of the University's compliance program for academic and central administrative functions. The CCE is a… more
- Cushman & Wakefield (New York, NY)
- **Job Title** Ethics & Compliance Operations Manager **Job Description Summary** We are seeking an Ethics & Compliance Operations Manager who will be responsible ... management and operational effectiveness of the company's Ethics & Compliance (E&C) program. This role ensures that key ethics...(E&C) program. This role ensures that key ethics & compliance processes run efficiently, and ethics & compliance… more
- Cushman & Wakefield (New York, NY)
- **Job Title** Director, Ethics & Compliance Counsel **Job Description Summary** We are seeking an experienced and dynamic Global Ethics & Compliance Counsel who ... will provide advice to employees on ethics & compliance topics and continue to evolve our Ethics &... topics and continue to evolve our Ethics & Compliance training program, policy management, third party management, and… more