- Wells Fargo (New York, NY)
- …and management of the portfolio adheres to all applicable credit policies or compliance requirements and prepare for periodic exams by internal and external auditors ... work on-site at stated location on the job opening. + Specific compliance policies may apply regarding outside activities or personal investing; affected employees… more
- Wells Fargo (New York, NY)
- …while leveraging a solid understanding of relevant policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues, and mid-level ... + Ability to travel up to 10% of the time + Specific compliance policies may apply regarding outside activities or personal investing; affected employees will… more
- Wells Fargo (New York, NY)
- …Treasury Management expertise, including FX payments + A sound grasp of risk and compliance as related to large global clients, including minimally KYC and AML **Job ... + This position is not eligible for Visa Sponsorship + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- American Express (New York, NY)
- …will help us define the future of American Express. The Global Risk & Compliance Organization is an independent risk management function, led by the Chief Risk ... compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk management framework, performs… more
- WIN Waste Innovations (Poughkeepsie, NY)
- …the teams commitment, function, and effectiveness. Provide input on environmental compliance and safety related matters, continuous improvement projects, share best ... Manager/General Manager and/or Operations Manager to discuss open environmental compliance and safety issues, requests for information, regulatory interpretations,… more
- Deloitte (New York, NY)
- …and "tax controversy" pique your interest? Do you enjoy providing federal tax compliance and consulting services to large global and dynamic midsize banking and ... our Business Tax Services group, you will provide federal tax consulting and compliance services to clients in the banking and financial services industries. You… more
- City of New York (New York, NY)
- …Officer for the Office of Diversity and Industry Relations (ODIR) M/WBE Compliance Unit. Reporting to the Assistant Commissioner, the Deputy Director will provide ... strategic leadership of the M/WBE Compliance Unit. The M/WBE Compliance unit is responsible for implementing procedures and programs to promote compliance … more
- Wells Fargo (Syracuse, NY)
- …will be accepted. This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is mandatory. In addition ... screening and are required to report certain incidents + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- TD Bank (New York, NY)
- …for identifying, assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex ... customers, including analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the… more
- UGI Corporation (Union Springs, NY)
- …such as parental leave, military leave, vacation/paid time off, sick leave in compliance with state law, as applicable, paid holidays, and disability coverage. Some ... and performs routine maintenance. Responsible for completing preventative maintenance and compliance related paperwork. **Seeking someone that lives in the Union… more