- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing; affected… more
- Wells Fargo (New York, NY)
- …with minimal supervision + Experience identifying and mitigating risk, ensuring compliance with processes and procedures + Excellent verbal, written, and ... + Ability to travel up to 10% of the time + Specific compliance policies may apply regarding outside activities or personal investing; affected employees will… more
- Mount Sinai Health System (New York, NY)
- …using the principles of high reliability. 7. Reviews unit progress, changes, and compliance with quality and safety metrics with clinical nurses and other members of ... 10. Leads staff participation in quality and safety initiatives and mandated compliance measures. 11. Demonstrates accountability for all unit quality and safety… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- …legal system. Specific duties and responsibilities include: + Daily oversight and compliance of the FFT-A program + Manage clinical core competencies and delegate ... review, and approve all written work produced by FFT-A staff, maintaining compliance with contractual regulations + Ensure that staff maintain records of all… more
- JPMorgan Chase (Pittsford, NY)
- …+ Monitor and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team members understand their ... 24, and 53), 66 (or 63/65) FINRA licenses, ensuring compliance with industry standards. + Valid and active Life,...skills with exceptional attention to detail, ensuring accuracy and compliance in all tasks. + Proven judgment and problem-resolution… more
- City of New York (New York, NY)
- …Charter mandates the Board's five functions: - Establish and ensure compliance with minimum standards "for the care, custody, correction, treatment, supervision, ... Department of Correction (DOC) and Correctional Health Services (CHS) are in compliance with the Board's Minimum Standards. Responsibilities of the Director include… more
- Bassett Healthcare (Cooperstown, NY)
- …accountability for clinical practice as it relates to, quality and regulatory compliance , interventional and procedural based activities. The Director is a triad ... budgets to maximize financial support for applicable programs Ensures compliance with reimbursement regulations and provides information to maximize reimbursement… more
- Xylem (Cheektowaga, NY)
- …supporting the development of site-specific goals and KPIs. + Ensure compliance with local, state, federal, and international safety and environmental regulations, ... regulatory agencies, facilitating audits, inspections, and necessary actions to maintain compliance . + Promote and support a culture of continuous improvement,… more
- Oura (New York, NY)
- …maintainable systems with best practices for scalability, reliability, and compliance , while translating business and regulatory needs into technical solutions ... goals, and roadmap priorities while driving deep-dive reviews on infrastructure and compliance Lead Strategic Infrastructure Programs + Own the design and execution… more
- Heritage Christian Services (Amherst, NY)
- …in accordance with the brokerage MOU. + To assume responsibility for tracking compliance standards of team members in various programs. + Support individuals and ... all aspects of individual care and business conduct are performed in compliance with our mission statement, policies and procedures, and applicable governmental… more