- KeyBank (Albany, NY)
- …Brooklyn Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of...three lines of defense to reinforce risk awareness and compliance culture. As a member of the Fair and… more
- Bloomberg (New York, NY)
- Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & ... Requirements** Bloomberg's Legal, Compliance & Risk Department plays a critical role in...award-winning pro bono program! The global Anti-Money Laundering ("AML") Compliance team within Bloomberg's Legal, Compliance &… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Mastercard (Harrison, NY)
- …potential._ **Title and Summary** Senior Vice President, Anti-Corruption Bribery and Region Compliance Lead Overview: At Mastercard, we believe that how we do ... is as important as what we achieve. Ethics and compliance are embedded in our core company values and...and to the continued success of the company. Mastercard's Compliance Department, in the Risk Department, is responsible for… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $130,000 USD TD is committed to providing fair ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER-CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... remediation plans and issues tracking logs, and escalation of compliance issues. The incumbent is responsible for playing a...a critical role in the issues remediation strategy for compliance identified issues and ensuring issues are closed in… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Mastercard (Harrison, NY)
- …realize their greatest potential._ **Title and Summary** VP - Open Finance Compliance The Services team and solutions fuel growth for partners globally by ... the highest standards of ethics and integrity. Ethics and Compliance are at the core of our company values...to the success of the company. The Vice President, Compliance of Open Finance will be responsible for driving… more
- BMO Financial Group (New York, NY)
- …the expectation** . Our team is growing its Fixed Income, Commodities, and Currency Compliance ("FICC") team in New York with a focus on FINRA and SEC broker-dealer ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- KeyBank (Albany, NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing… more
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