- Coinbase (Albany, NY)
- …Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory ... compliance Programs within the company's Transaction Monitoring (TMS) and...This role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS...Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance… more
- WMCHealth (Valhalla, NY)
- Compliance Analyst, 340B Program ( On-Site ) Company: WMC Advanced Physician Services PC City/State: Valhalla, NY Category: Executive/Management Department: Pharmacy ... Internal Applicant link Job Details: Job Summary: The 340B Program Compliance Analyst is responsible for maintaining regulatory compliance within… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- Citigroup (New York, NY)
- …in coordination with the Audit team. This role will lead Citi IA Compliance 's efforts to validate strategic firmwide transformation initiatives related to the ... Compliance Risk Management Framework. As a Director covering Compliance Transformation, provide real time independent effective challenge to remediation efforts.… more
- Ankura (Lexington, NY)
- …on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth ... you will be working with practice leadership to provide exemplary compliance , disputes, investigations and litigation support (eg, expert witness) services across… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, ... surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer...Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... regulations to registered investment advisers is a must. + Proactively identify compliance issues and obtain workable resolution. Make a broad range of decisions… more
- Zurich NA (New York, NY)
- Compliance Expert (Data Privacy & Records Management) 125661 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance ... available at https://www.covermoregroup.com/people/ . **What is the opportunity?** Are you a compliance expert looking for an opportunity to apply your experience in… more