- University of Rochester (Rochester, NY)
- …programs, policies, and practices to ensure that all departments are in compliance with organizational and governmental standards. Maintains compliance with all ... Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. Develops programs and processes… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- City National Bank (New York, NY)
- *HEAD OF CONSUMER LENDING COMPLIANCE * WHAT IS THE OPPORTUNITY? The Head of Consumer Lending Compliance will act in a compliance advisory role supporting ... consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible...responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance … more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- University of Rochester (Rochester, NY)
- …of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration (CCE) serves as ... team, responsible for overseeing and leading all aspects of the University's compliance program for academic and central administrative functions. The CCE is a… more
- Cushman & Wakefield (New York, NY)
- **Job Title** Ethics & Compliance Operations Manager **Job Description Summary** We are seeking an Ethics & Compliance Operations Manager who will be responsible ... management and operational effectiveness of the company's Ethics & Compliance (E&C) program. This role ensures that key ethics...(E&C) program. This role ensures that key ethics & compliance processes run efficiently, and ethics & compliance… more
- Cushman & Wakefield (New York, NY)
- **Job Title** Director, Ethics & Compliance Counsel **Job Description Summary** We are seeking an experienced and dynamic Global Ethics & Compliance Counsel who ... will provide advice to employees on ethics & compliance topics and continue to evolve our Ethics &... topics and continue to evolve our Ethics & Compliance training program, policy management, third party management, and… more
- First Student (Brooklyn, NY)
- …technology the transportation industry has to offer.** **Now Hiring Specialist Driver Compliance ** The Driver Compliance Specialist is responsible for, under ... ensures First Student's driver, monitor, technician, and staff maintain compliance under Federal/State/contractual rules and regulations. At First Student, we… more
- City of New York (New York, NY)
- …to external city government oversight for succession planning, payroll management, compliance , labor relations, and policy implementation. The Compliance ... will report to the Deputy Chief People Officer of Compliance , Payroll & Labor Relations and will be part...capital strategies and initiatives to support the agency. The Compliance Specialist will assist with auditing personnel files, performance… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. * ... Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair...portfolios. * Supports the Home Mortgage Disclosure Act (HMDA) compliance program by reviewing reportable transactions, compiling data, and… more