- PNC (FL)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Advisor , you will be within PNC's Retail Organization supporting ... This position may not be available in all geographic locations. The Compliance Program Advisor should have the following: * Capital Markets and or Broker Dealer… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams to ... gather, validate and analyze Compliance data to ensure accuracy and completeness. + Develops...hoc reporting requests and special projects as directed by Compliance leadership. + Supports the annual review and update… more
- Guardian Life (Tallahassee, FL)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- CH Robinson (Tampa, FL)
- …Monitor and analyze regulatory changes; proactively adjust policies and procedures to maintain compliance . + Serve as a strategic advisor on sanctions risk, ... our team. In this role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to Office of Foreign Assets Control… more
- BayCare Health System (Riverview, FL)
- …and clinical excellence. BayCare is currently in search of our newest Physician Advisor to join the Physician Advisor Services team who is passionate ... service to the community we serve! **Position Details:** + **Facility:** Physician Advisor Services - Hospital Support Services + **Location:** St Joseph's Hospital… more
- NextEra Energy (Miami, FL)
- **Sr Customer Advisor ** **Date:** Sep 2, 2025 **Location(s):** Miami, FL, US, 33134 **Company:** NextEra Energy **Requisition ID:** 90503 Florida Power & Light ... of energy. **Position Specific Description** The Major and Governmental Sr Customer Advisor for Miami Dade County will provide superior customer service to our… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction reviews to detect ... regulations and limit firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies including potential conflicts… more
- Raymond James Financial, Inc. (Lakewood Ranch, FL)
- …learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next ... a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance… more
- Bank of America (Tampa, FL)
- Merrill Experienced Financial Advisor Honolulu, Hawaii;North Bethesda, Maryland; Los Angeles, California; New York, New York; Frisco, Texas; New York, New York; ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Honolulu/Merrill-Experienced-Financial- Advisor \_24007333) **Job Description:** Merrill Wealth Management is a leading… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …team on regulatory matters to ensure representative, branch and firm remain in compliance with firm and industry regulations. Assists in identifying risk related to ... support and guidance for registration efforts. + Partners with other groups within Compliance to ensure delivery of a cohesive output. + Assists management in… more