- First Horizon Bank (Starke, FL)
- …within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that is responsible for executing ... + Develop risk reporting that provides a holistic view of business unit compliance with risk programs, identification of top business unit risks and emerging risk… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Assist with compliance governance reporting for all compliance pillars, including compliance representation, ... research, due diligence, documentation, escalation, collaboration within and outside compliance groups related, but not limited to, issue management, emerging… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Responsibilities:** * Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific ... methods. * Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues involved with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Pro-actively ensures compliance with applicable industry rules (ie State, FINRA & SEC) and platform policies and ... methods. + Concepts, practices and procedures of securities industry and/or banking compliance , including suitability and other compliance issues involved with… more
- Cardinal Health (Tallahassee, FL)
- …reporting on cyber risks, integration progress, and cost updates. + Ensure compliance with internal policies and external regulations throughout the M&A process. + ... M&A due diligence processes + Cost estimation and financial modeling + Regulatory compliance (eg, GDPR, HIPAA, SOX) + Project management tools (eg, Jira, MS Project)… more
- JPMorgan Chase (Tampa, FL)
- …and 5+ years applied experience + Understanding of IT controls and compliance standards, particularly FFIEC. + Experience in conducting technical audits and risk ... metrics + Ability to manage multiple applications and provide guidance on compliance and remediation to software engineering team + Hands-on practical experience… more
- Cardinal Health (Tallahassee, FL)
- …Internal Audit, Legal, Sales/Account Management, Revenue Management, Contracting, Standards & Compliance , etc. + Assists in the management of the monthly financial ... reconciliations, and performing timely review of results for accuracy, completeness, and compliance with US GAAP. + Performs special projects and financial analysis… more
- MUFG (Tampa, FL)
- …of inherent, control, and residual risks. **Primary Responsibilities:** **Regulatory and Compliance ** + Maintain a high degree of knowledge with current and ... controls; and identifying issues resulting from internal and/or external compliance examinations especially in cloud environments. + **Cloud Security:** In-depth… more
- Cardinal Health (Tallahassee, FL)
- …for customer transparency + Partner with Account Management and Standards & Compliance teams to ensure customers are prioritized and addressed accurately and in ... a timely manner + Work with Manager on more complicated customer setup activities + Investigate issues by conducting thorough root cause analysis; establish preventative measures to avoid recurring issues + Maintain and enhance internal SOX control structure +… more
- BMO Financial Group (West Palm Beach, FL)
- …credibility and earn their trust. + Follows through on the risk and compliance processes and policies to ensure we safeguard our customers' assets, maintain their ... privacy, act in their best interests, and ensures an effectively run function. + Protects the Bank's assets and complies with all regulatory, legal and ethical requirements. + Operates at a group/enterprise-wide level and serves as a specialist resource to… more