• AML Compliance Advisor Senior…

    Capital One (New York, NY)
    AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know Your ... To develop and maintain this program, the Senior Manager AML Compliance Advisor will be establishing KYP requirements, ongoing coordination with first line… more
    Capital One (08/13/25)
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  • Customs & Trade Compliance Advisor

    Canon USA & Affiliates (Melville, NY)
    …the Role** Canon USA, Inc. in Melville, NY is currently seeking a Customs & Trade Compliance Advisor ( Advisor , Logistics). The Customs & Trade Compliance ... and all other related tariffs as announced - C-TPAT Trade Compliance involving both import compliance and C-TPAT security - Export Compliance for both… more
    Canon USA & Affiliates (07/25/25)
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  • Fixed Income Compliance Advisor

    MUFG (New York, NY)
    …details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who ... and able to effectively communicate with various stakeholders. + Assess regulatory/ compliance controls related to areas of coverage. This would include providing… more
    MUFG (06/08/25)
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  • Medicaid Program Advisor

    Staffing Solutions Organization (Albany, NY)
    …is a reflection of our clients and the people they serve. **Medicaid Program Advisor (Level 2 or 3) - Albany, NY** **Division of Eligibility & Marketplace ... Integration (DEMI)** **Bureau of Program Compliance and Audit** **50% Onsite 50% Remote** **Duties:** The...**50% Onsite 50% Remote** **Duties:** The Bureau of Program Compliance and Audit is seeking a highly motivated individual… more
    Staffing Solutions Organization (07/18/25)
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  • Compliance Business Oversight Manager-…

    TD Bank (New York, NY)
    …on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners through regular meetings and process reviews. ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
    TD Bank (08/21/25)
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  • Compliance Analyst

    Guardian Life (New York, NY)
    …(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated broker/dealer is ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
    Guardian Life (08/27/25)
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  • Director - Compliance (Privacy)

    American Express (New York, NY)
    …risk with practical business needs. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on privacy risk matters, offering expert ... as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** Required: + 7 years of compliance , legal,… more
    American Express (08/11/25)
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  • Director - Compliance (Regulatory Change…

    American Express (New York, NY)
    …applicable to Finance organizations. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change management and new ... as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** Required: + 7 years of compliance , legal,… more
    American Express (08/11/25)
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  • Senior Compliance Analyst - Park Avenue…

    Guardian Life (Albany, NY)
    …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
    Guardian Life (08/29/25)
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  • Chief Compliance Executive

    University of Rochester (Rochester, NY)
    …+ Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership ... of the individual, and internal equity considerations._ **Responsibilities:** The Chief Compliance Executive for Academic and Central Administration (CCE) serves as… more
    University of Rochester (08/07/25)
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