- TD Bank (New York, NY)
- …policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict scenarios + ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair… more
- Truist (New York, NY)
- …of America) **Please review the following job description:** The Business Unit Risk Advisor Specialist II -FINRA engages with the Investment Banking and Capital ... Business Unit stakeholders to support The Business Unit Risk Advisor Specialist II -FINRA is a role within...controls across highly complex business area, while helping ensure compliance with enterprise compliance program requirements. Key… more
- CUNY (Queens, NY)
- …the lead in moving Academic Capital Projects into Operational Projects * Ensure compliance with CUNY IT policies and cybersecurity standards. * Serve as a technical ... advisor on ARTT initiatives, including onboarding, pilot programs, and...of experience as described in "1" above.** **Assignment Level II or III** **Level II :** After meeting… more
- Zurich NA (New York, NY)
- …needs + Demonstrating strong analytical skills and executing as an innovative advisor + Underwriting, analyzing and generating new and renewal business + Market ... be filled at either the level I or Level II and the hiring manager will determine the appropriate...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Deloitte (New York, NY)
- …in a QRM/Operate subject matter expert role mentoring Core Risk Managers; and ii ) developing artifacts, training and best practices for Core Risk Managers. Both ... legal, finance and delivery to act as a strategic advisor to help optimize deal flow along with sales...SOWs, Change Orders, amendments, and renewals. + Facilitate continued compliance with contractually required policies and processes and with… more
- Ellis Medicine (Schenectady, NY)
- …physicians and social workers for care coordination and discharge planning. SECTION II EDUCATION AND EXPERIENCE REQUIREMENTS: + Current license or valid permit to ... as well as, the high risk population, chronic medical problems, non- compliance issues, interdisciplinary and/or patient, family, requests + Participates in… more
- Citigroup (New York, NY)
- …Client Relationship Management** + Serve as the primary liaison and trusted advisor for a portfolio of Depositary Receipt issuer clients (corporations, market ... programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + Collaborate… more
- SMBC (New York, NY)
- …with IIA standards and Internal Audit Department (IAD) policies and procedures, and ( ii ) supporting the Cybersecurity Audit Team Head in the execution of their ... and technology related areas across the Americas Division and ( ii ) conduct regular continuous monitoring activities covering cybersecurity and technology… more
- SMBC (New York, NY)
- …with IIA standards and Internal Audit Department (IAD) policies and procedures, and ( ii ) supporting the IT Application Team Head in the execution of their duties. ... program covering technology related areas across the Americas Division and ( ii ) conduct regular continuous monitoring activities covering IT application and… more
- MUFG (New York, NY)
- …issues and partner with stakeholders in opening issues (Audit/ Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary management ... external risk events for potential impact to control environment + Audit/ Compliance + Assist in Preparation/Maintenance/Tracking of Audit/ Compliance Calendar +… more