- NBC Universal (New York, NY)
- …Partner with internal stakeholders to align agreements with business objectives, compliance requirements, and legal risk tolerances. + Drive continuous improvement ... processes. AI Legal Expertise + Serve as a trusted legal advisor on transactions involving artificial intelligence, including the procurement and integration… more
- MUFG (New York, NY)
- …be responsible for assisting with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for key aspects related to ... of issues and partner with stakeholders in opening issues (Audit/ Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary management approvalsScheduling… more
- JPMorgan Chase (New York, NY)
- …daily with banking, markets, regulatory, and other lawyers, as well as compliance , risk, conflicts, and operations partners. If you possess intellectual curiosity ... legal and regulatory matters, including relevant securities laws and the SEC's Municipal Advisor Rule, fair access and related issues. + Serve on both the Public… more
- Capital One (New York, NY)
- …the Senior Director, you will be the lead technical expert for Core Compliance . You will actively participate in and support a fundamental transformation: moving ... internal processes. You will partner closely with the engineering manager and team responsible for delivery, providing the deep...levels of the organization + Operate as a trusted advisor for a specific technology, platform or capability domain,… more
- Anywhere Real Estate (New York, NY)
- …supporting the Managing Director, Marketing Project Director, and Senior Project Manager . The position interfaces regularly with top-producing sales teams, developer ... systems to track leads, site traffic, and sales activity. ** Compliance ** + Monitor listings and websites for compliance...unique business model that positions us as a trusted advisor throughout every stage of the real estate transaction.… more
- HUB International (Melville, NY)
- …Wholesale Division. This individual will serve as the primary relationship manager for Professional Employer Organization (PEO) accounts, acting as a trusted ... advisor to retail brokers, internal sales teams, and PEO...industries, and benefit plans. + Collaborate with internal underwriting, compliance , and sales teams to design competitive benefit solutions… more
- KeyBank (White Plains, NY)
- …Avenue - White Plains, New York 10601 **Job Summary** Be a problem solver, trusted advisor , and partner to the people and businesses in our Key Bank communities. As ... for day-to- day Teller scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At...to stay current on offerings + Support the Branch Manager in onboarding and training of new Tellers to… more
- Outreach Development Corporation (Brentwood, NY)
- …+ Communicate with program management (Director, Clinical Coordinator, and/or House Manager and advisor ) all pertinent information regarding client, staff ... + Insure all medical forms are regularly reviewed for compliance with all state and federal compliance ...for compliance with all state and federal compliance laws and regulations. + Complete all required documentation… more
- HSBC (New York, NY)
- …commercialization of the Advisory solutions and managed account platforms. The Advisory Manager role requires an individual who has a background in investments, ... Registered Investment Advisor framework as well as a strong command of...teams and functions such as ICs, Business Management, IT, Compliance , Transformation, Operations, etc., as well as global IWS… more
- University of Rochester (Rochester, NY)
- …director on a variety of specialized support functions across departmental lines. Office Manager of OMSA - Under general direction as to policies and regulations, ... HRMS). - Works with the director to provides administrative and fiscal compliance for the HEOP/OMSA tutorial component; monitor student academic usage and progress… more